This is a very natural pair of reviews. Both focus on the same subject, the social world and how such social phenomena come about be they marriages, sporting events, cocktail parties, governments, or money. He is not concerned with the history of these things, but their ontological structure and how that structure is brought into existence. Searle devotes particular attention to how language, a special social phenomena with correspondingly unique properties. It is precisely language, particularly its capacity to make declarations (“I anoint you King”), and that these declarations can be compounded, that bring about both informal (cocktail parties) and formal (governments, money) social institutions. Language is not necessary to social organization as such. Higher animals engage in social behaviors without the benefit of language. But social behaviors are not institutions. Only humans create institutions, and declarative language is both necessary and sufficient. As Searle puts it, once you have language you already have [at least one] a social institution.
Naturally this raises some epistemological issues. Searle doesn’t much address libertarian free will in the earlier book, but in the later he has to address it because he recognizes that the obligations and powers of institutions, even abstract ones like money, ultimately devolve onto individuals. But obligations and powers stemming from the declarative utterances of individuals (many of course codified into such things as laws and constitutions) simply make no sense if their creation and subsequent behavioral acceptance was determined by physics. I would take the successful creation of functioning and persistent institutions to be evidence of the metaphysical genuineness of free will, but Searle refuses to go there, asserting nevertheless that it might be an illusion. He does note that if illusion, nothing of philosophy makes any sense either.
At the end of the later book Searle addresses the subject of rights. He seems to recognize that there is no such thing as a “natural right” or “absolute right” outside of a social context. The consequences of being unarmed and meeting a hungry lion on the savanna should put paid to the idea of natural or absolute rights, but he wants to give a sensible context to the terms even within a social context. He tries, but I’m not sure he succeeds. Perhaps this is but a linguistic disagreement between us. Even to communicate the concept of a natural or absolute right requires language, and as Searle points out this puts the notions squarely into a social context from their inception.
The Construction of Social Reality (1997)
In an earlier review of a later book (“Seeing Things as they Are” 2015) I said Searle’s argument for “direct realism” was a bit circular. In this earlier book, he addresses that very circularity.
This book is about the physical and conceptual structure of social reality, such things as money, marriage, government, corporations, and cocktail parties. Searle points out that many animals live and cooperate in packs and so exhibit a “social reality”. All it takes to be social is for two people, or animals, to do something together. If you and I decide to go for a walk together, that, our walk, is a social fact. If we agree that a screwdriver is useful for driving screws, our agreement takes place in a social and linguistic framework in that we both know what screwdrivers and screws are for. But neither the walk, nor the screwdriver are institutional. Walking is something that humans are able to do by their physical constitution and the same goes for the screwdriver’s ability to drive screws. But other objects (coins) can also drive screws and if they can do that it is also thanks to their physical constitution.
Institutions are different. Money is not valuable intrinsically because of the properties of colored paper. It is valuable because it is embedded in an institution that applies symbols to physical things (like printed money) granting them powers they do not have merely as a product of their physics. These symbolic applications can be compounded endlessly yielding more and more complex institutions into which subsequent generations are born and raised against a background of these already symbolized and so constructed social realities. Language, that which we use to assign these symbols, is itself a socially constructed phenomenon and special because it is the institution that originates in a pre-linguistic but already social (in the animal way) context. Apart from the bodies that utter them, words work because they are symbols from the beginning. Paper colored and printed in a certain way by a certain institution (a mint) is, after all, physical. The government itself rests, ultimately, on something physical, a constitution, which is recorded in one form or another. Records (whether in language on paper, pictures, bits encoded in a computer, or uniforms conveying certain assigned powers to their wearer) are often the “at bottom” physical manifestations of our symbolic institutions. Every dollar bill is a record. Here (as I suspected) Searle and M. Ferraris (“Documentality”) come together. All of these are physical RECORDS that constitute the foundations of “from that point on” persisting social institutions. We connect the raw physical thing to the constructed institution by language.
If all of this seems too quick and over simplified, it is here in this review, but not in the book. Searle takes us through the argument that social institutions are, step by step, constructed by such symbolic assignments. “X has power to Y in context C” being the fundamental form of all institutional facts. This structure can be infinitely recursed. “Y’s” can become “X’s” and “C’s” can become “Y’s” generating symbolic constructs (social facts) recursively and Searle takes us through numerous examples demonstrating how it is that our complex social reality can be generated from the same structure which, when fully unpacked, and except for language, always finds its bottom in some physical X. Thus society grows out of the physical foundations of the world and is continuous with it.
In the book’s last three chapters, Searle connects all of this to the ontological reality of the physical world and our shared experience. Physical reality must exist in order that any statements about it are intelligible, and specific forms of physical reality (like Mt. Everest or the screwdriver) must exist and be shareable, part of our “public reality”, or we could not be sure, when we communicate (a social phenomenon) that our meanings are ever understood. If I say “the cat is on the mat” we take for granted that we know what we mean by ‘cat’, ‘mat’, and ‘on’, not to mention an enormous background of experience in physical and social reality such that we understand and agree on a reasonable range of contexts for cats, mats, and so on. Searle essentially argues that it is our capacity to communicate and construct social realities out of physical realities, that demonstrate the independent correspondence between our epistemic categories and the external world. None of this would work if not for mind-independent things structured much as (if not always exactly) we take them to be. Our capacity to communicate rests on the correspondence between language-reflected concept and mind-independent fact.
I would give this book six stars if I could. Searle is exceptionally good at getting at what he means in plain English. Anglo-analytic philosophy at its best, and about a meaningful subject!
Making the Social World: The Structure of Human Civilization (2010)
This book written in 2010 amounts to a reprise of Searle’s earlier “The Construction of Social Reality” (1997) which I have also reviewed. In the introduction to this book Searle says there were a few issues not sufficiently clarified and his aim is to clarify them.
The two books are about the same length, but Searle manages to say much more in this one about language, free will, and the sensibility of “human rights” outside formal institutional contexts. How does he manage this feat? In the earlier book he very carefully constructs his primary insight into the structure of social institutions and carefully demonstrates its application to a wide range of social phenomena like cocktail parties, sports, money, and government. In this book, he is able to state that fundamental argument more succinctly (he’s had a lot of time to work with it after all), embedding it more firmly into a clarified examination of the nature of human language as it relates to the development of social phenomena. As a result, there is nothing in the first book that isn’t also in this second one, but for some readers the main argument, the structure of all social contexts, might be stated a little too quickly here. I had no problem with it, but then I had already read the earlier book.
But despite the extensions and clarifications here, Searle still leaves a few things not clarified. He distinguishes between negative and positive rights. “Free speech” is a negative right because it requires nothing else of others besides letting me speak my mind. By contrast, a right to clean water (a UN declaration says this is a right) is a positive right because it puts an obligation on everyone else in the world to contribute to providing such a right. Searle rightly points out that positive rights are thus more problematic than negative rights, but he does note that the UN declaration of such positive rights puts the onus of obligation on governments rather than mere individuals. He also uses a strange example, the right (in the context of the social institution of marriage) of a spouse to be consulted by their spouse before the latter commits to some life changing course of action. This is not a negative right as he seems to cast it, but a positive right, the corresponding obligation being on the spouse contemplating the act.
Finally, Searle tries to make sense of the notions of “natural” and “absolute” rights, those that exist by virtue of our being human beings outside any social context. I do not think he clarifies these ideas fully. An unarmed man encountering a hungry lion on the savanna will be eaten by the lion ninety nine times out of a hundred and that puts paid to any such thing as “natural rights” outside social contexts.
Despite getting a little loose with the notion of “human rights” at the end of the book, this is a superb portrait of the ontological structure of social reality. In a last section, Searle points out that most social scientists do not think that a grasp of social ontology really helps them with their work but they are mostly wrong about this. Most social science (for example) begins by assuming language and then asks how social reality is constructed with it. By contrast Searle notes that once you have a language, you already have a significant social context.