Metaphysical Stability in the Philosophy of Mind

I have said there is, in the philosophy of mind (PoM), no stable position between eliminative materialism (EM) and substance-dualism grounded in theism (T). Stability refers to the inability of these theories to suggest answers to fundamental grounding questions. I have in mind three grounding issues.

    1. Interaction 
    2. Specification 
    3. Origin

EM (and its cousin Functionalism (F)) are stable because they deny there is anything, any “mystery of mind”, to be explained (in the case of F that there is anything besides various functional descriptions we can cogently talk about). Nothing interacts, there is no need to specify anything, and there is nothing whose origin requires any explanation.

Property Dualism (PD), Russellian Monism (RM) of many forms, and panpsychism (P), also of many variations (some built upon RM, and others not) are unstable hypotheses because they float free of any metaphysical ground. Along with T, they accept there is something about mind to be explained, but they do not address any of the three issues (PD having only the first to worry about). T addresses all three of the issues, having answers to two of them, and provides good reasons for our inability to resolve the third. T is metaphysically grounded. 

Each of these PoMs also has some relation to the principle of causal closure (CC) in the physical. CC consists of two fundamental axioms: (CCA) physics comes only from prior physics, and (CCB) physics can produce only more physics. CC is not one of the listed issues because each of these theories does address their relation to CC. Ironically, T is the only PoM, besides EM&F, that fully respects CC (see below and also “Fantasy Physics and the Genesis of Mind” for more detail). 

All of the other PoMs have two things in common (I do not include idealism in this essay because it differs from the others in this respect). First, there is a mind-independent world fully subject to CC, and second, the mind is in some way a part of this world (exists in the physical universe), and it’s unique (seemingly non-material) qualities warrant explanation.  Idealism denies a mind-independent world (a slippery slope to solipsism) and ends up having to fall back on T (or a “simulation scenario” see later)  for an explanation. 

The interaction issue plagues every PoM (including T) other than EM&F.  Every PoM apart from EM&F is offered to explain the existence of mind without resorting to T, because (among other things) T is taken to have an interaction problem! Yet to one degree or another, every PoM from PD on suffers from the same problem.

PROPERTY DUALISM 

The interaction problem is particularly acute for PD, which also makes the most overt break with CC. In PD, plain-old-physics is the causal root of mind in violation of CCB. Most, but not all, PD advocates also accept the reality of “mental cause”, which violates CCA. Thanks to PD’s stipulation that CC is false, it manages to address the “origin issue”; brains cause (it must be a causal relation) mind, which is the end of the matter. Thanks to this emphasis, PD manages to avoid any need to specify anything mental before the brain’s appearance, but PD cannot escape its interaction problem. How exactly does plain-ordinary-physics produce and then subsequently interact with a subjective-anything at all? 

The interaction issue is about mechanism. What exactly are the mechanics of the physical production of mind or mind’s capacity to cause physics? PD advocates assert that minds and brains do interact, and they admit that these are violations of what CC fundamentally says. Still, they are as unable as theists to say anything about how exactly this works. PD does not have any specification issue because there is nothing mental about the universe either in part or whole except when brains are present. 

RUSSELLIAN MONISM AND PANPSYCHISM

RM and P both developed to avoid PD’s problem with CC and interaction. In the end, they fail to avoid either. The foundation of RM and P is the idea that there isn’t any “interaction problem” because the mental is in some way built into the physical. “Some way” hides a lot of skeletons. What we take to be CC already includes the effects of “the mental” as these are taken to be either constitutive (often the un-observable essence) of the physical, or having a causal relation to it. There are many variations, but in every case, the idea is that when brains come along whatever-it-is that constitutes the mental embedded in the physical, results in consciousness as we experience it. 

RM rests the mental on the micro-physical, quarks, leptons, bosons, and all their assemblies. While we’re being speculative, if we ascribe the mental to any one particle, the force bosons would be the logical candidates because they mediate the relation between the quarks that give matter (protons, neutrons, atoms) its dispositional qualities. But I digress.

Some advocates of RM ground the mental in quantum phenomena. Somehow, these “essences of the mental” add up in assemblies until reaching brains, consciousness as we know it emerges. How and what goes on in this assembling (the infamous “combination problem”) is anyone’s guess. Some variations of RM assign a special status to the total assembly, the whole universe. RM adds-up to P.

Without RM adding up to it, P holds that there is no mental in the micro, but instead, it appears only as a quality of the total, the universe.  Indeed one might look at the present universe at vast scales (billions of light-years) and note its resemblance to a giant brain. In a recent paper, Phil Goff suggests that the cosmological settings, fixed in the opening second of the big bang, are the result not merely of cosmological mentality, but also intentionality, operating in and on a universe filled with undifferentiated radiation (see link to his article below)! In effect, the claim is that in this state, the universe is mind in its purest form!

While this is not idealism, the idea of “mind independence” is shifted. There is a physical world independent of mind as we (and presumably the higher animals) experience it, but it is no longer shorn of mind altogether. The universe (or particle) mind is not our mind, but it is the case that a “mental essence” lies at the heart of the material world. Yet, (we are assured) this mind is not consciousness as we (or even fish) experience it. 

This brings us to the heart of the “specification problem”. In what, even partly, does this “mental essence” consist? No RM or P advocate that I know has the slightest positive suggestion regarding any of it! They say “it isn’t consciousness as we understand it”, but that is saying what it is not. I would not presume to demand philosophers give us rich detail (as we can do about our mental properties), but they seem unable to specify even one of these qualities. This failure applies equally to RM and P. In the case of P, the quality in question is a mental property (at least one) of the universe. Again, no positive suggestion is forthcoming.

Every one of these philosophers pays homage to this problem. They all admit they cannot provide any positive quality specifications. Goff goes so far as to suggest that such qualities may remain forever unknowable. What philosophers ignore are the consequences of this failure to the theory itself. To say that X, having properties we can never in principle discriminate, is responsible (causally or constitutively) for Y is to say that X cannot be confirmed or dis-confirmed! This admission empties the theory (a hypothesis about the physical world) of any possible physical content! Proposed solutions to the “combination problem” rest on nothing because no one can say (even speculatively) what is being combined!

This brings us again to interaction. The whole point of RM or P is to make mind, of our sort, un-mysterious. Biological mind, the interaction between mind and brains, is not [supposedly] a mystery because atoms (or the universe) encompass mind’s potentials before its appearance, not merely its possibility, but also the mechanics of the process that produces it. How do they do this? The same mystery is transferred to the micro-physical or the universe.

No one disputes that brains are physical. How does the micro (or universal) embedded-mental interact with the physical? What does it do to physics, not merely to produce the mental that we know (that it does so is by stipulation of the hypothesis), but to drive physics (cosmology) towards its emergence? How would physics (cosmological evolution) be different if the proposed mental-in-it was withdrawn? Philosophers have only pushed the interaction problem to another part of the rug, and even that not completely. 

The origin issue is something else again. Physics has the quantum vacuum. Our physical theories show no sign of needing a mental component to operate as they do. We can trace the evolution of the entire physical universe to the big bang, and the physical equations describe all of the effects we observe without a “mental term”. From what ground does the mental essence of atoms or the cosmos arise? To say it just happens in the same big bang as everything else is merely to stipulate an answer and beg the question. 

Of the three issues, interaction, specification, and origin, the last is the least acknowledged by the RM or P community. The properties whose specification we do not know, interacting we know not how, are merely stipulated to have been present since the big bang. Surely there is something about this that warrants inquiry? I suspect the problem is that any such investigation quickly backs up into something like God. CC is purportedly teleology-free (at least this is how physicists understand it). The moment one suggests there is a mental essence associated with physical causal relations, one throws this corollary of the principle into question. If the proto-mental has the effect of guiding physics towards brains and consciousness CC, as understood by physicists, is broken. 

If the proto-mental does not affect physical unfolding until and unless brains happen along, if it is teleology-free, its existence is more mysterious still! There would be then, an essential (if unspecifiable) quality of the physical that has no effect what-so-ever over billions of years but happens to generate consciousness when brains happen along, which by sheer luck, occurs. This is exactly how PD comes out! “The mental” emerges from brains and only from brains! RM and P are teleological hypotheses, or they are explanatorily redundant!

THEISM

If there is a teleological direction, who or what sets it? Dr. Goff goes so far as to assert that the cosmos is not merely minded in some vague sense, but intentional, as far back as the big bang (“Did the Universe Design Itself” Nov. 2018). Intentionality would leave no doubt about teleology. I pointed out to Dr. Goff that once he goes this far, he is nine-tenths of the way to God. He has never commented. 

T addresses the origin question, and along with it, the teleological direction. Whatever it is that brings mind about when brains are on the scene (see “From what comes Mind”), God is responsible for it. What then is responsible for God? God is responsible for God, theism’s grand stipulation. There is a single entity at the top of the chain of being who is responsible (eternally) for its own existence. If this weren’t so, there would be yet something antecedent to God. 

In this context, it is worth mentioning simulation scenarios (SS) tangential to PD, RM, and P. These break down into three broad varieties. Mind might be simulated directly (a brain-in-a-vat) in which case SS collapses into idealism (ultimately solipsism), with the simulators (whomever they are) being proxies for God. Next, the mind-independent world is simulated directly and our physical selves simulated within it (many computer games serve as the present metaphor for this). However, the appearance of a first-person subjectivity in the simulated world is as mysterious as it is without hypothesizing the simulation. Finally, what is simulated is not the world as we find it but the big bang, the settings, and the standard model (what David Chalmers’ calls a “metaphysical simulation”). The world is left to evolve with the simulation providing whatever is required to evoke minds from brains. Except for the interaction mechanism, this scenario does remove the mystery from mind’s appearance, but at the cost of making the simulators not merely proxies for God but to all intents and purposes, actually God!

God is God if and only if he is his own eternal source, meaning there never was a time when God was not (see “Prolegomena to a Future Theology”). Of course, this “too pat” answer is among the reasons atheist philosophers (the majority these days) reject T. But in response, as an alternative, they offer nothing to ground their speculations!

God sets the settings producing a physical universe where mind is possible. There is nothing else for God to do until somewhere conditions become life-compatible. From that point, God, or some proxy acting for him, might have something to do with life’s origin and the evolution of mind-supporting brains. There is no mystery in a teleological direction if God is the source of it. 

T also addresses the specification issue.  Mind emerges from the functioning of brains as PD advocates imagine it, except that something God adds to the physical universe (see again “From what comes Mind”) supports mind’s emergence. There are no mental qualities or essences of atoms, stars, or even the whole physical universe. Interestingly, Dr. Goff suggests a field idea for whatever it is that embodies the intentionality of the cosmos (as do I in the aforementioned essay), but he says nothing about what might ground it metaphysically. If there is a fire in a fireplace, we say “the fire is intentional”, but this is a metaphor. The fire has no intention. The intention belongs to she who lit it. T grounds intentionality because it belongs to God, who is minded — conscious!  

That leaves the “interaction issue”, identical to that faced by PD, RM, and P.  Under T, even brains have no “mental qualities” of their own. The mental is a response, an outcome of the interaction between brains and whatever supports its emergence. Consciousness is analogous to the movement of a pointer on a dial, a  response to the interaction between some phenomenon and an experimental apparatus. 

T can say no more about how this works or what “the something” does to brains to evoke mind than any other hypothesis. But T does have two arrows in its quiver the others lack. First, it has God who knows the trick! Second, it gives a good reason why we cannot fathom the interaction mechanism. Whatever it is that interacts with brains to produce mind, it is metaphysically antecedent to the mind, the subjective individual consciousness, it invokes. 

Whatever God (directly or indirectly, e.g., via a field in spacetime) does to produce consciousness is transparent to us. We have only the result, the output of the interaction that constitutes our experiential arena. That arena has phenomenal access to the structure of the material (mind-independent) world through qualia, the mediation of physical senses. It has no access to the phenomenon that invokes consciousness from brains beyond that which is invoked. Individual mind is our brain’s measurement or detection of the supporting phenomenon, whatever it is. Like the motion of the needle, that’s all we get!

T has one other advantage. It leaves CC alone! PD accepts that CC is false. RM and P try to save CC but do so only by stipulation — “the physical is fundamentally also mental”. In T, CC genuinely holds. The purely physical produces, and emerges from, only the physical! As Dawkins puts it (The Blind Watchmaker), “God is redundant” (he should add “in or for the physical as such”). Mind’s source is outside the physical, from God, directly or indirectly. God also happens to be the source of the material, including the properties of CC. This fact explains the ability of mind to both represent the physical and manipulate it. Mind is designed and intended, by God, to do that!

CONCLUSION

If atheist philosophers want to be taken seriously by theists who are, at this time, the only philosophers who grasp the fact that God alone grounds all the metaphysical questions, they must suggest reasonable answers to the questions posed at the beginning of this essay. PD, RM, and P all suffer by breaking with CC one way or another. Only T (besides EM&F) fully preserves CC, and only T explains why the interaction mechanism is, in principle, out of our reach.

Both RM and P (especially P) could claim (along with T) that we cannot specify the proto-mental or how it interacts with brains because it is antecedent to the consciousness invoked. But unlike T, these qualities supposedly originate in a physical event, the big bang, which is historically, but not metaphysically, antecedent to mind. It may well be that we cannot fathom the interaction between mind and proto-mental assemblies (or the cosmological totality) in brains. But hydrogen atoms and planets, not to mention the universe, are of the mind-independent world, the world to which we have phenomenal (sensory) access. If we cannot even hypothesize about the effect of the proto-mental on the physical, if the proto-mental has no measurable effect on cosmological evolution (at least up until brains come along) then it is explanatorily redundant. 

T is not an empty hypothesis. It posits no unspecifiable proto-mental qualities embedded in physics or cosmology. What evokes the mental comes from outside physics altogether, from God who is not explanatorily redundant because he is the source and ground of both whatever-it-is that evokes the mental from brains, and the physical, ultimately the brains, from which consciousness emerges. For this reason, because it is metaphysically antecedent to physics, its interaction with brains cannot be fathomed by the consciousness invoked by it. 

None of this impels us to say that God exists, let alone that he must exist. In this PoM context, T is a hypothesis like all the others. It happens to be the only hypothesis that answers most of the questions left unanswered by PD, RM, and P. Not only is it logical, it is the best hypothesis we presently have and should therefore be taken seriously.

Mental Cause

In several essays on the broad subject of free will I have said that there are three types of causation in our physical universe: micro-physical indeterminism, macro-physical determinism, and agent-volition, the last subjectively experienced as the willful exercise of one’s mind’s causal capacity, “mental cause”. I refer to what Aristotle called “efficient cause”, that is the immediate forerunner (or forerunners) of a particular event or outcome taken to mean “that which physically brings that particular event about.” Aristotle defined four types of causes, three of which could be said, sometimes, to have “mental” aspects. A simple example here, a fire in a fire-place, will serve to illustrate Aristotle’s distinctions.

1. The “material cause” of the fire is that out of which it could be made. Wood or paper might work. Water would not. There also has to be some oxygen (or other oxidizer) present and so on.

2. “Formal cause” has to do not with the fire’s material substrate but its shape. Not all arrangements of even qualified materials will successfully light. To make a nice fire place fire, the wood and paper have to be arranged in certain ways. Many but not all possible arrangements will serve.

3. “Efficient cause” is that which physically brings the fire about. It might be a lit match set to paper for example. When physics talks about causes, it is this they are talking about. Importantly, there can be chains of efficient causes. To set my wood pile alight with a match I must first strike the match and light it, then hold its flame under my paper kindling. That last step is commonly called also the “proximate cause” and it is mostly this that this essay is about.

4. Aristotle’s fourth cause, the “final cause” is the reason we have built and lit our fire. We want to get warm. Notice that this cause is only indirectly connected to our fire. Besides starting a fire we might get warm in other ways. We could do physical exercise or put on a coat. The entire set up of the fire from the material (wood and paper), its arrangement, to its ignition, are merely means to this end.

Under normal circumstances, we would always attribute “final cause”, to a desire, aim, or objective (purposeful intention) of the agent to get warm. If “mental cause” (of any sort) even exists, final causes would always, by definition, be mental. “Material causes” (that wood and paper in the presence of oxygen can burn) are not typically thought of as mental. Formal causes (the arrangement of the wood and paper in the fire place) might or might not be mental. The wood and paper in their pre-light configuration is not mental per-se, but the arrangement-design might or might not be. In the case of our fire place an agent is involved, but for example in a natural forest (arrangement of trees) ignited by lightening, it is not. As with formal cause, efficient cause might or might not involve mentality. In the case of our fire place, an agent lights the fire, but in the forest fire, lightening does the job.

Notice that from a third-party viewpoint, efficient (causal) agency remains always a physical object. What lights our fire place is a body with arms and hands that strike matches, and so on. There is no need to assume mental cause is real from an outside perspective. When we get to an inside perspective however the situation is quite different.

WHY DO WE NEED MENTAL CAUSE

What we need is some justification for believing mental cause exists, that it belongs in our ontology and “is real” by virtue of being one of the causes (somewhere in the chain of efficient cause) of [some] physical event. When we observe what we take to be a minded agent (human or animal) we see that the physical effects they engender are always products of a body’s motion. No one disputes the physical connection between the body and the rest of the world. The issue comes down to “what moved the body”? The answer is muscles of course, nerves, and more nerves comprising some part of the brain. The question is, was there something that isn’t a nerve as such (though a nerve would be involved) but something quintessentially mental, perhaps a desire or something like that lying at the beginning of the chain of efficient-causes?

Most people would say that it “seems as though” this is the case. Physics says this seeming must be an illusion because it discovers only two kinds of causes in the universe, the indeterminate and the determinate. To be sure, discovered here means measured. Physics detects, with physical instruments, only two types of causes. Speculation about mental cause goes back as far as the earliest recorded philosophy, but physics has never been able to detect it!

If however there is no mental cause when we seem so strongly to sense that there is, all sorts of philosophical problems arise. Mental cause is not the same as free will, but free will entails mental cause. Physics of course denies free will is real But if I am not warranted in believing my agency can be a cause, at least of my own body’s motion, how am I warranted in believing anything? Belief itself (causal or not) is a quintessential mental phenomenon. If my causal capacity is an illusion why not also my agency, and why not anything I might happen to believe or desire?

We can be deluded about our beliefs being true, but it is difficult to believe we are deluded about having beliefs, and doubly so for desires. The debate isn’t usually about having (subjectively experiencing) beliefs, but rather about their being anything “over and above” brain states. If physics calls my very agency into question (not the illusion of it, but its being something more than brain states) what is it then that has beliefs and desires? Can “brains” be an answer? How do brains, qua brains, come to have beliefs and desires? Do the mechanisms of a clock know the time of day in the sense that a human knows it when she looks at the clock? To deny brain states beneath (the foundation) of our mental states would in this day be absurd. The issue is always ultimately the ontological status of what appears, the subjective, as a result of their presence, and what (if any) downward causal powers the appearance has.

These sorts of issues are but the tip of the iceberg. If mental cause (and so by extension free will) is an illusion then a radical skepticism about everything would seem to be warranted. At the same time, even skepticism, since we must be skeptical of our very agency, is not warranted either. There is a long literature here, but as John Searle put it (The Construction of Social Reality [1995]) nothing about the human experience nor all of human history makes any sense without presupposing free will.

WHY IS MENTAL “EFFICIENT CAUSE” CONTROVERSIAL?

I have given some answer to this above: because physics cannot measure it. It would seem unproblematic to take for granted that physics doesn’t cover everything; it is, as the matter is put, incomplete. But the problem is more subtle than that. The two types of causes that physics can measure (strictly speaking physics cannot measure quantum phenomena directly, but only when these interact with the macroscopic world) have qualities, characteristics, that mental causes lack. These qualities are what explain in the sense of “reveal the mechanism for” physical causation. There is no mathematics in physics, no observation or experiment that would suggest that anything other than prior-physics can be a cause in physics. Even not-directly-observable quantum phenomena are readily observed via these same qualities when they interact with the macroscopic world. Purportedly “mental causes”, by contrast, do not appear to share these qualities. As a result, they cannot be observed from a third party viewpoint, and so no path exists to an explanation of the mechanism of their effect on physics.

Rather than accepting that some mysterious sort of cause that cannot be observed must be real, physicists and most philosophers instead move to strike “mental cause” from the list of causal possibilities in our universe. This is a philosophical move, an induction based on evidence from the only sort of detection or measurement instruments, physical instruments, that exist. The anti-physicalist might respond by claiming that while physical instruments can not in principle measure mental cause, subjective consciousness, literally our phenomenal arena detects them, and this arena is, after all, also a part of the universe along with everything else.

At this point we are thrown back upon the brain which is indisputably physical. We know that the movement of my arm is preceded by nerve impulses in my arm and brain that are themselves indisputably physical. If at the top of this chain of efficient cause there was a mental event that set the chain in motion it behooves the proponent of mental cause to say how, that is by what mechanism, the mental event effects (that is trigger) the first indisputably physical (nerve) process in the chain?

CHARACTERISTICS OF MATERIAL and MENTAL CAUSES

According to Phil Dowe (Physical Causation [2000]) material cause is all about transferring some [physically] conserved quantity momentum, mass-energy, or electric charge. If one billiard ball strikes another momentum is transferred from one to the other. This results in two other observations important in this context. First physical cause is temporal. Causes precede their effects. The transfer of a conserved quantity cannot take place faster than the speed of light. Second, there is a reciprocal impact of the effect on the cause. If one billiard ball gains momentum, the other loses it.

Both of these qualities are absent from mental cause. In this context, distinctions made by Nicholas Rescher (“Free Will: A Philosophical Reappraisal” [2008]) will be helpful. Rescher is aware of the overall relation between consciousness (including mental cause) and brain states. He claims that there never can be any instance of mental cause without the simultaneous existence of some correlated brain state. If we look for a mental event that brings about a brain state, but isn’t itself associated simultaneously with some other brain state, we will never find it. “Mental causes”, in Rescher’s terms are not causes in Dowe’s physical sense.

Mental causes are not, in Rescher’s view, temporal. They are literally (metaphysically) simultaneous with their effect, some brain state. He distinguishes this sort of a temporal cause by calling it “initiation”. Initiation (often intentional but not necessarily so) need not evoke a neurological correlate ex nihilo. It need only slightly modify an existing state. From a third party viewpoint, that modified state would appear a perfectly natural evolution from its own prior state. Nothing would be found to suggest that anything non-physical was responsible for it.

This “a temporal initiation” is possible because in mental cause, no conserved quantity is transferred, and consequently there is no reciprocity. If I elect to pick up a rock and throw it at a window, I can feel the momentum transfer between my arm and the rock, and of course the throw is temporal. But the initiation of the event was simultaneous with the physical brain state that lies at the top of the physically [efficient] causal chain. The evidence that this is so is our experience that there is no reciprocal effect of my choice to initiate a rock-throw back on that initiator. Nothing about the initiation impacts back on the mental cause itself. Of course I may, this being a directed (intentional) initiation, immediately regret having done so. But that is a different, subsequent, thought, not a modification of the original one.

If Rescher is correct about initiation, how can we tell if the choice (mental cause) results (simultaneity being granted) in a correlated brain state or the other way around? We cannot tell based on any physical measurement. Physicalists would say there is no reason not to suppose that the physical is logically (if not temporally) prior. But if Rescher is correct, what then of the mechanism problem?

With regard to mechanism, many speculations seem to orbit about some interaction at the quantum level. The a temporal nature of initiation coupled with a lack of conserved quantity transfer and so lack of reciprocity, are suggestive of quantum entanglement where, on some views (see Ruth Kastner “Understanding our Unseen Reality” [2015]), the same qualities (or lack of them) characterize quantum phenomena. Since we cannot measure quantum phenomena directly, as far as we know, prior to some manifestation in the macro world (the exchange of a conserved quantity) the same qualities as characterize “mental cause” (initiation) might characterize “quantum cause”. The most detailed speculation with regard to mind might be Henry Stapp’s (“Quantum Theory and Free Will [2017]) Quantum Zeno Effect (QZE), mind’s ability to hold or otherwise modify subtle quantum indeterminacy within the anatomical and physiological processes of the brain. True, even QZE does not say exactly how this power of the mental connects up to the physical, but in this case, neither side of the transaction can be directly measured and there are reasons to believe (see the aforementioned Kastner book) that quantum phenomena are also initiations in Rescher’s sense.

WHAT IS MENTAL CAUSE

Above I have looked at mental cause from the physical side. What does it look like from the mental side? Some philosophers have characterized mental cause in terms of beliefs or desires. But beliefs and desires are not mental causes in Aristotle’s efficient sense. They are Aristotelian “final causes” and clearly mental, but not our issue here.  Being a reason is of course mental, but not all of what is mental is also causal. I might want to get warm (my reason for lighting a fire) but not move a muscle to do anything about it. The quintessential efficient mental cause is a volitional act, an exercise of will on the part of a minded agent. In our experience, only mind, the subjective consciousness of an individual, has this ability to act volitionally, for a purpose, and not either indeterminate or determined by prior physics.

Purposeful cause is mental and only mental, and it is causal, that is itself determining of subsequent physics, for example my throwing a rock. As much as I disagree with Schopenhauer, I do believe he was correct in locating will and representation at the core of phenomenal experience, or as we would put these in more modern terms, intention and qualia. Mental cause, in particular our capacity to control intent and by extension a body, is an intrinsic component of our “what is it like to be…” experience.

Qualia are the mental effects of physical (brains) causes (an over simplification but for purposes of this essay I leave it at that, see “From What Comes Mind”). Intention is a mental cause (initiation) of a physical effect. Throwing a rock begins with an intention, but this is also true for subjective states that exhibit no gross physical effects. Suppose on a nature walk you come upon a beautiful flower. You attend to it, visually, perhaps also aromatically at the same time. Suddenly you become aware of a buzzing sound from behind or above your head somewhere. You cannot see what is causing the sound, but without moving your gaze from the flower you have become aware of it. Becoming aware is clearly a mental event which in this case may be comfortably attributed to prior physics (brain states, bearing in mind Rescher’s initiation can work in both directions). Only subsequently do we volitionally attend to the sound, perhaps to identify it. The volitional element entails agent purposeful-direction and so mental cause even if no muscle has moved.

Under normal circumstances, when we are conscious, we are never without both qualia and intention about something. Is it possible one can be conscious without intention, qualia, or both? Advanced Buddhist monks, masters at meditation, claim to achieve the first, but even this being so, they maintain this special state only while meditating. Sensory deprivation might suggest the possibility of a qualia-free consciousness, but people report made-up qualia, images and sounds brains generate (and to which we attend as we do in a dream state) in the absence of external stimulation. Perhaps we cannot be conscious in the absence of qualia.

MENTAL CAUSE AND FREE WILL

Mental cause is necessary but not sufficient for free will. In addition, free will demands agency, a subject whose will it is. An exercise of free willed choice is a volitional act of an agent. It is not either prior-determined, though often influenced, by physics, nor random. It is mental cause directed by agent-purposeful volition, itself quintessentially mental and unique to minded-agency in the universe. To get free will, mental cause must be real, and also subjective agency. The action of the body-agent of a physical event (throwing the rock) is willful only by extension from the [presumptive] mental-agent who is the initiator of that act. A body can sometimes act in the absence of agent consciousness. Such acts are not willful, and typically we do not claim that they are.

The connection between intention (willfulness) and subjective agency is built-in to human language. To speak of intention always implies subjective agency. So free will and mental cause are doubly linked. Free will rests on mental cause, but if free will is not real, there is nothing interesting left for mental cause to do. It is possible there are, for example, subconscious mental causes of which we are not aware (conscious of) and so not willed as such. But if in fact free will (not to mention agency as such) can be subsumed by brain states, there is no reason why subconscious mental cause could not be also.

An exercise of will (volition) by an agent is the quintessential “mental cause”. If free will is an illusion it is hard to understand the point of working to save mental cause. If all of our choices, our behaviors (including purely subjective sorts like “attending to”), are prior-determined by our brains what is left for mental cause to do? When Sean Carroll denies the possibility of free will because “If free will were real it would mean that mind causes physics” (The Big Picture [2016]) he is aiming, really, at mental cause. Free will goes along for the ride because it is the volitional exercise of the causal potential of mind that matters.

Agent volition then, and not beliefs or desires, is the epitome of mental cause. But if volition itself is prior-determined by brain states, and not a non-material (mental) agent, then there is no point to mental cause, the brain can do it all. In turn, mental cause, apart from the free will issue, is usually defended (or challenged) with reference to free will. The possibility of free will is grounded on the reality of mental cause and in addition the reality of the volitional agent able to utilize it. Both of these, in turn, rest on the reality of mind with the “power to cause physics”.

For Every Theist there are One Hundred Materialists

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As concerns philosophy of mind, for every theist, there are one hundred materialists in the present-day philosophical community. Theism, purportedly has many problems, but it does do a nice job explaining the seemingly qualitative difference between subjective experience (that is, mind) and the perceived (and purportedly) mind-independent world. I will return to theism at the end.

Among materialists, for every eliminative materialist (as concerns mind) there are five pure property dualists. For every property dualist, there are ten Russellian monists of one stripe or another and a like number of panpsychists. These last two categories often overlap with some versions of Russellian monism (sometimes called dual-aspect monism) becoming panpsychism at larger scales. There are also monisms that do not become panpsychism, and panpsychisms that do not rest on monisms. While materialist philosophers (the materialism often amounting to little more than stipulation) of these various philosophies of mind talk to one another about the differences in their theories (each intended to overcome specific problems seen in their competitors), none of them ever mention their over-arching issues, problems that all of these various theories have in common. This essay is the result of my attempts to discuss these common problems with several of these philosophers all of which have been met with stony silence.

Each of these materialist approaches to mind is supposed to solve the “problem of mind” without reference to a Deity who would, should he exist, obviously have the power to create both the physical universe and mind within it. The starting point for all materialist solutions is the physical universe which must (again often coming down to stipulation) be the only source of everything  else and the physical  is founded on “causal closure”. This fundamental principle comes down to the idea there is only physics in the universe and all the physics that now exists came from physics and nothing else. There is another axiom and a few corollaries to the causal closure principle. The other axiom is that physics (besides being produced by only physics) itself produces only [more] physics. The corollaries are (1) nothing of physical mechanism is purposeful, or “there is no teleology in physics”, and (2) there is reciprocity in physical mechanism. A cause is always in someway changed by its effect. Physics recognizes two sorts of causes in the universe: macro-physical determinism, and micro-physical indeterminism. Both types of cause fully comply with causal closure, axioms and corollaries.

The central problem addressed in all of these theories of mind (except eliminative materialism) is that consciousness, in particular human mind (though applies also to the higher animals), does not appear on its surface to be material at all. Yet mind does very much appear to be a cause productive of physical effects; the manipulation of some associated individual body. If mind emerges purely from physics, is nonmaterial in some sense, and a cause in the physical, then the causal closure principle as it stands is false. One or both of the axioms cannot be true.

ELIMINATIVE MATERIALISM

Eliminative materialism is the only PoM that does not entail some change to causal closure. Indeed, it does not suffer from any metaphysical origin issue (there being nothing needing any metaphysical ground), nor any problem with property specification or interaction, one or more of which, as we will see, plague every other theory including theism. The problem with eliminative materialism is that it achieves all of this by denying consciousness exists. It saves all of causal closure by claiming that consciousness does not belong in the list of real phenomena (ontology) filling our universe, making itself prima facia absurd! It is to overcome this absurdity (and at the same time avoid supposing an existential intentional source of mind) that all the other PoMs were invented!

PROPERTY DUALISM and EPIPHENOMENALISM

Property Dualism is almost always a basis of the other theories except for theism and even here there are sensible interpretations that are largely property-dualistic and not Cartesian substance or Thomistic hylomorphic dualism. Both monisms and panpsychism, at least in many of their interpretations, come out to mind of our sort being a not-material phenomenon having certain properties emerging from brains. In pure property dualism, there is nothing other than the physics and biology of brains involved, that is causally closed physics as understood by most physicists. Yet in this view, the second axiom of physics, that physics produces only physics is seemingly violated. In one special case, the case of brains, physics produces something that while yet supervening on physical properties displays novel properties, a seemingly nonmaterial subjectivity, and with this the power to cause physics, to cause a physical change in the brain that results in the uncontroversially physical control of a body. This breaks the first causal closure axiom, and amounts to proposing a third kind of cause in the universe, mental-cause.

As with all of these theories there are variations. Some property dualists avoid proposing a third cause with a variation called epiphenomenalism. Here the idea is that consciousness, our subjective, seems real enough from within it, but as concerns the external world, its powers are purely illusory. Brains do produce consciousness, but consciousness does not “cause physics” (Sean Carroll “The Big Picture” 2016). Epiphenomenalism, however, while preserving the first causal closure axiom doesn’t save the second.

Pure property dualism doesn’t suffer from any particular metaphysical or property specification problem. Since mind comes only from brains there is no need for further metaphysical grounding and since only these brain-based minds are at all mental there is nothing to discriminate or specify as concerns the mental properties of anything other than brain-minds. Property dualism does have an “interaction problem”. As noted above causal closure is violated in at least one (epiphenomenalism), and often two directions. The problem how mind interacts with physics (even if only for physics to manifest it)  is not resolved.

How exactly does the new dualistic entity emerge from pure physics (we have found no other example of such an emergence), and how, by what means exactly, in its bi-directional variation, does it “cause physics” in turn? No one can say. Henry Stapp’s Quantum Zeno Effect is an interesting speculation (mind can partly-constrain wave function collapse in special micro-structures of the brain). QZE only pushes the problem up one level. It is a suggestion regarding what mind does to brains, not how it accomplishes this feat.

RUSSELLIAN MONISM and PANPSYCHISM

Both Russellian monisms (of various sorts) and panpsychism (also of various sorts) are, conceptually, advanced to suggest solutions to this mystery in pure property dualism. How does ordinary physics under causal closure come to have the extraordinary ability to produce something nonphysical and how does that entity come to have causal effect on the manifestly physical brain? Maybe physics isn’t as purely physical as physicists think. Maybe all they can detect and measure is the physical, but physical law has psychic or proto-psychic (I use these terms interchangeably throughout) qualities built into it? Whenever we measure the physical, we are measuring combined physical and proto-psychic qualities.

When brains come along, they produce mind as we know it because these psychic qualities somehow sum up in brains in a way that expresses them in what we experience as subjective consciousness. Supposedly this avoids violating causal closure because what physics calls causal closure already has the psychic built into it. Brains evoking minds are merely the culminating expression of these qualities.

This is, in essence, the core of both the monisms and panpsychism. One-way or another, either at the micro-level or the universe taken as a totality, psychic-potentials in the form of something positive attached to physics, add up to consciousness as we know it when brains come along. These qualities have to be positive. If they are merely potentials, possibilities, then they are no different from all other phenomena presently in the universe including galaxies, stars, life, and so on. All of them were obviously possible, made that way by the conditions of the Big Bang and the cosmological settings.

Yet while monisms or panpsychisms seem to resolve one issue, and not even that very well as we will see, they raise more than one of their own. Where do they come from? How is it “psychic-properties” pervade physics (or cosmology)? What is their origin? Physics, cosmology, itself has the quantum vacuum. There is all this material stuff and process in the universe because the quantum vacuum is unstable and the macroscopic universe, the Big Bang, is the result (see “A Universe From Nothing” Lawrence Krauss 2012). Importantly, the resulting galaxies, stars, planets, and all cosmological evolution at least up to the appearance of life, fall out of our physical equations given the measured cosmological settings. Getting all this requires no extra-influence, no psychic-qualities. Significantly, there are no extra [psychic] terms in the mathematical equations describing any of this.

Monists and panpsychists say the proto-psychic properties are brute, built-in to physics at the micro (monism) or cosmological (panpsychism) scale and what we measure as such in physical measurements already includes the proto-psychic properties. Yet, no psychic-placeholders are needed to represent physical phenomena in our equations. For cosmology, the properties of the big bang, including the values of the cosmological settings, are sufficient to ground (make possible), all of physical reality as we find it, including life. Life’s origin perhaps presents a special problem, but not a topic I will address here (See “Answering Five Questions: The Relation between Science and Religion”). Only mind seems to need something more. Something more that is than the possibilities inherent in pure physics. Other than this, the psychic properties, at any other level, are explanatorily redundant.

Another problem raised by panpsychism and Russellian monism are the properties of the proto-psychic. We can say something about what “psychic qualities” are for our own minds. They are the substance of our experience, our “what is it like to be” and include qualia and intentionality (our free capacity to direct our attention) among other properties. Yet except for a negative characterization “it isn’t that”, none can say anything positive about what these micro or cosmological psychic properties actually are. They are not consciousness. So what are they? Nor can anyone answer the related question: what do these psychic qualities do exactly to physics? How would physics be different if they weren’t there?

The retort here is that these qualities are what they are such that when material organization becomes dynamic and complex enough, subjectivity, mind, emerges. This is after all the reason these speculations exist. But if these psychic properties have no effect on physics until complex brains evolve, this solution becomes ad hoc. If brains are utterly contingent (as pure physics has to claim) then they might not have ever evolved. That being the case, psychic properties in the micro physical or cosmological would have had no purpose what-so-ever, more explanatory redundancy.

On the other hand, perhaps the psychic qualities we cannot describe do something long before life and brains come about. What? They would act in such a way as to push physical evolution towards strengthening the likelihood of otherwise contingent evolution to produce life and eventually brains! If this is the case, then to be clear, teleology, purpose, is put back into physics, the purpose, in this case, of evolving minds! Now we are face-to-face with some purposeful mind behind all of this, or we must accept that, purely by accident, there is attached to physics that which cannot be detected, comes from nowhere (the Quantum Vacuum doesn’t help here), and happens by sheer chance to push cosmological and biological evolution towards mind.

All of this though begs again the question of the mechanism of this influence. A self-respecting chemist will scoff at the notion that any process, even one as finely tuned as a living being or a brain does anything, on the purely physical level, but satisfy the physical equations. Any influence the psychic has would have to be invisible to what pure physical theory addresses perfectly well, for example selecting mutation X over the equally likely mutation Y. Since no such influence can be detected, we face again, although the devoted will object, a manifestly nonphysical phenomenon (except by stipulation that it must be physical because there is nothing else) that has some effect in (and on) the physical. We have, in short, an “interaction problem!”

In short, philosophers put up a placeholder that supposedly explains the capacity of the material world (at the micro or cosmological level) to invoke consciousness from brains, but can say nothing positive about this placeholder. They cannot say how it happens to exist or where it comes from. They cannot describe any of its properties, they cannot say how it manages to work, how it interacts with physics. On top of all this the theoretical edifice must either add teleology back into physics and cosmology or it is explanatorily redundant until brains happen, contingently, to arrive on the scene!

THEISM

Theism is the notion that some minded and purposeful entity, God, exists and has the power to spawn the physical universe by some mechanism (perhaps the big bang), and purposefully direct its evolution towards life and mind. Under theism, there must be a purpose to otherwise purposeless physical mechanism. Since God is purportedly infinite (eternal) and uncaused-cause (unique in the universe [of which the physical is but a part] having no prior-cause), postulating him puts a stop to infinite-recursion of causes.

Theism has an inverse counterpart to Eliminative Materialism, Berkeley-ian style “pure idealism”. The idea is that nothing is real except mind, our individual mental arenas. What “appears to mind” as the external world from the inanimate to other persons, even our own bodies, is put into our minds by God. This idea is not as prima facea absurd as eliminative materialism. It accepts mind, at least my own mind (idealism can drift towards the solipsistic), as obvious and since God is infinite he has the capacity to do exactly what idealism claims he does.

Idealism is even less popular than eliminative materialism because God is needed to make it work. But it has other problems. For example, why should this mind of ours find, what amounts to a simulated mind-independent world, so complicated? It is one thing for God to put a virtual tree outside my virtual window, but as I further explore the tree I discover incredible complications. Not only the tree’s cells their macroscopic (deterministic) intricacies, but all the rest down to quarks and the Schrödinger wave equation. Doesn’t all of this amount to God deluding us about what seems to be a reality independent of mind even if recognized only from within it? For these reasons the preponderance of evidence favors a genuine, mind-independent, world whose properties we discover through application of mind.

A good God would not be in the business of deluding us. If there seems to be a mind-independent world, and if, with mind we appear capable of grasping its intricacies, then evidential experience suggests the mind-independent world is real. At least at middle size scales (roughly dust motes to mountains) there is a remarkable correspondence between the world and its representation in mind.

Besides idealism there are two well-known theistic PoMs, Cartesian-style substance dualism and Thomistic (Aquinas) hylomorphism, the first being much better known than the second. I do not believe either is satisfactory. Hylomorphism is vague about what exactly is formed, or what mind is a form of or in. Cartesian substance dualism has never given enough credit to brains. For Descartes, mind, being immaterial, should in theory be able to float free of any particular instantiation. Why is mind associated always and only with brains?

My own view is closely related to materialistic property dualism adding a catalyst that evokes the nonmaterial mind from the activity of brains. The catalyst (Cosmic Mind, perhaps a poor choice of names) is not mind as such and combining the two (brains and catalyst) is required. For more on this and how it differs from Cartesian dualism see “From What Comes Mind”. My interest here is how theism in general compares with the materialistic theories as concerns their metaphysical issues: origins, teleology, psychic qualities, and the interaction problem.

Regarding origins, brains are physical and come up an evolutionary chain. The catalyst comes, in one-way or another by some direct of indirect route, from God as does the physical universe within which evolution occurs. God, being eternal-uncaused-omnipotent, has no particular metaphysical problems of his own granting his existence for the sake of argument. The question “from whence comes God?” is answered. God comes from God.

The relation between the teleological and causal closure, a problem for panpsychism and Russellian monisms is also solved. Causal closure in physics is true. Mechanisms in the physical are well and truly purposeless. At the same time God has, seemingly, a purpose for purposeless physical mechanism. Universe physical outcomes, governed by the conditions of the big bang and the cosmological settings, do not merely allow for life and later mind, but were intended, deliberately, to deliver them over time. Even if Cosmic Mind has no teleological role before the appearance of brains (I do not assert this to be true, but my argument does not hang on its truth) it is not redundant (as are proto-psychic properties with no teleological impact) because the eventual appearance of brains is not, under a theistic view, contingent.

The description or properties problem, acute for panpsychism and the various monisms, is not an issue for theism because there are no proto-psychic qualities to describe! Stars, rocks, and thermostats have no proto-psychic qualities, nor does the physical universe as a [physical] totality. The equations of physics need no proto-psychic term because there are none to apply. Nothing is psychic until brains evolve and then the interaction between Cosmic Mind and brains evokes subjective consciousness. Notice that this not only includes animal brains, but supports exactly the hierarchy of consciousness that we find on Earth. Lower-order brains have lower-order consciousness. There is something it is like to be a bat, and something less to be a lizard, and less still a fish, and so on. Cosmic mind, uniform throughout the universe, invokes mind only to that level the underlying brain makes possible.

This then brings us to the interaction problem. Theism does little better here than panpsychism, Russellian monism, or for that matter both two-way property dualism and one-way epiphenomenalism. Every PoM apart from eliminative materialism suffers from the same interaction problem! Even so, theism does a little better than the others. Nobody can say how any of these theories (their implied ontologies) work to evoke mind from brains, but theists can say, at least, there is someone who knows the trick. Further we have no reason to suppose that this trick of God’s is comprehensible to the minds invoked by it.

It does no-good for the Russellian monists or panpsychists to argue that they have no interaction problem because the claimed “proto-psychic” properties are built-in to physics and so physical by stipulation. This move is part of the whole point of these theories but it is disingenuous, merely pushing the lump to another part of the rug. The proto-psychic presumably has some impact on what would happen in the physical. Physics would presumably come out differently in its absence. Without being able to say what this impact is, how physics differs thanks to these properties, and merely stipulating that they are physical without distinguishing them from a physics without them, makes them explanatorily redundant.

Of the three problems, metaphysical ground, property specification, and interaction, theism resolves two and makes sense of our epistemic incapacity to resolve the third — God’s powers are beyond our ken. The gap between mind and the doings of the physical brain is intrinsic to the nonmaterial character of mind and the causally closed qualities of physics. Mind cannot be directly probed from the third person perspective, and from the first person, its own origin is phenomenally transparent.

Theism gives something additional that all the various alternative solutions never address directly, free will! Free will is the elephant in the consciousness room (see “All Will is Free”). Pure property dualism can only scratch its head about its appearance, its power, seemingly automatically embedded in mind. Panpsychism and the monisms do accommodate its possibility, but offer no clue as concerns its origin or mechanism. Theism grounds free will.  A free intentionality is possible and exists because a free intentionality with the relevant power put it there, the integral facet of our subjective experience (a truth ironically recognized by atheistic Schopenhauer). It turns out there is a point to everything after all (see “Why Free Will”)

Meanwhile, the PoM consequences of theism fit experience. Why does the evolution of mind in the universe seem to be something more than purely contingent? The intuition is true, mind was intended. Why is mind alone, within a teleology-free physical mechanism, purposeful (intentional)? Because the source of both mind and physics is intentional, minded.  Why does consciousness appear nonmaterial from its own viewpoint and invisible from the viewpoint third parties? Because the catalyst (Cosmic Mind) is not material, but in mind of the biological type, the nonmaterial is grounded in all three of the “fundamental joints” in reality (see “Prolegomena to a Future Theology” and “Why ‘One Size Fits All’ Ontologies Never Work”).

I could go on and others of my papers explore some of this from different perspectives. The point here is that Theism answers questions and resolves ontological and epistemic mysteries much better than do any of the non-theistic PoMs. In fact, these theories leave everything out! Their only reason for existence is to reject theistic explanations. There cannot be a God, so what then supports mind? Is it mysterious proto-psychic properties that have no discernible origin or metaphysical ground that we can find or even speculate about, no properties we can say anything about, and suffer from the interaction problem they were stipulated to avoid?

Of course philosophy must be free to speculate about experiential phenomena from any perspective whether theistic or atheistic. My problem with the atheists in PoM is not that they advocate for their ideas, but in my extensive reading not a single one acknowledges any of the fundamental problems I have here raised.

What happens if the proto-psychic is subtracted from physics? Materialists can say only that, while the cosmos would look much the same, mind would never appear. Even if brains evolved, the creatures animated by them would be David Chalmers’ P-Zombies! By contrast, if God were subtracted from the universe, there wouldn’t be any universe at all, but rather nothing. This outcome is philosophically advantageous. It is this common origin of both mind and physics that grounds the metaphysical possibility of their interaction. No, we cannot fathom the interaction mechanism, but under materialist PoMs even the possibility of the proto-psychic is left unexplained.

In the end there is no stable position in the philosophy of mind between eliminative materialism and theism. Eliminative materialism is stable because it claims there is nothing what-so-ever to explain. Theism is stable because it self-grounding (God comes from God) and because it has the resources to do the job (explain why the universe is the way it is including mind and free will), even if the matter of how exactly that job gets done remains forever beyond our pay grade.

 

From What Comes Mind?

This essay is about mind in general, consciousness, the “what is it like to be…” experience. What follows applies to human and animal mind. I include a note at the end about animal mind in particular. My focus is on consciousness as such, why it exists at all and why does it have the form it has. This will not be so much about the contents of conscious phenomenal gestalt, qualia, intentionality, beliefs, memories, and so on.

Many of the essays on the blog impinge on philosophy of mind. Although the assertions, analogies, and connections to philosophy here are mine, they rest broadly on the theory of mind presented by The Urantia Book. It is after all with mind that we experience the mind-represented sensory world, assert propositions, make intentional choices, sense values, and experience our agency.

The Urantia Book’s philosophy of mind is theistic and dualistic, but not in the way of Cartesian or for that matter Thomistic dualism. It does have elements of each of these (although the Thomism is about personality not mind as such) but also shares much with “property dualism” of the sort championed by David Chalmers (The Conscious Mind [1996] and The Character of Consciousness [2010]). The purpose of this essay is to present the theory and note certain relations to philosophies of mind common among present-day philosophers. The theological basis of this theory is to be found here. I begin therefore with property dualism.

Chalmers is at base a materialist. There cannot be any super-natural power in his theory, but there is nevertheless a supra-natural effect. In his view, minds emerge from nothing above and beyond physical brains. No intentional power adds mind to brains, but the emergent mind does, nevertheless, have real powers and potentials that are nowhere present in brains simplicter antecedent to mind’s emergence. These qualities include the form of our subjective arena, its qualia and the ever present awareness of our intentional agency, our will, its power of downward causation.

This is a new type of cause in the universe perhaps best described by Nicholas Rescher in “Free Will: A Philosophical Reappraisal”. Rescher advocates for far more freedom in our intentions and acts than many other advocates of free will (see Richard Swinburne’s “Mind, Brain and Free Will” for a much narrower view). His argument for the unique quality of mental-cause is that it is timeless; he calls it initiation rather than cause, it being simultaneous with its effect. This comes out to the impossibility of ever identifying a “mental cause” independent of a brain-state correlate! There is more on Rescher’s view here.

What manifests in mind (pace Aristotle) are final and formal causes where before mind there were but material and efficient causes. We experience, directly and only in the first person, the causal efficacy of our agent-purposeful-volition. The combination qualia (emergence upward), and agent-intention (downward causation) has been called a “radical emergence” to distinguish it from the more ordinary emergence that produces, from physics, only physical if novel properties. As far as we know the only such phenomenon in the universe, the only radical emergence there has ever been, is mind (see note on emergence at end)!

Chalmers’ must ask: how can this possibly work? Cartesian dualism after all is universally challenged based on a single irresolvable issue, the matter of how a non-material substantive entity interacts with a material brain. Property dualism faces the identical problem. How exactly does physics, without a built in phenomenalism, produce a non-material phenomenalism, and how then does that turn around and become a literal cause, effectively directing (however minimally) the physics of the brain? Chalmers’ answer, and the answer, in variations, of many contemporary philosophers of mind, is that physics is not without built-in phenomenalism (or proto-phenomenalism).

Both panpsychism and various sorts of monisms posit the existence in (the monisms) or the emergence of phenomenal (or proto-phenomenal) qualities from physics (cosmology for panpsychism) alone. These qualities are forever undetectable by physics but are, nevertheless, built-in to physics! There spring immediately to mind two further questions: where exactly, or how, do these phenomenal/proto-phenomenal qualities inhere in physics, and what precisely is phenomenal about them?

To the first question, none has any answer. They could, of course, say “God put it there” but the whole point of the exercise is to find a solution without postulating a minded being having such powers. But if we rule out a minded source we are left at best with a supposedly mindless source of mind. We have done nothing but push the interaction issue to another part of the rug.

The second question is equally vexing. No one wants to say that the fundamental constituents of matter (atoms, quarks, the quantum field, the monists) or the universe taken as a whole (panpsychists) are conscious or minded. The claim is that the phenomenal builds itself up as the basic building blocks (atoms or galaxies) themselves are built up. But they nevertheless insist there is something inherent in these entities that is the real root of the consciousness we have. The problem is that when asked in what do hypothetical proto-phenomenal qualities consist, none can say, or even speculate. It seems that, short of mind as we know it, we cannot say in what the proto-phenomenal consists.

How does my view help? It does not explain the interaction mechanism. It does account for the reason the mechanism cannot be explained by mind of our type. It does, however, account for why we cannot give any account of that in which the proto-phenomenal might consist. We cannot give such an account because there need not be any proto-phenomenal qualities for which to account.

Starting with the property dualism, brains produce subjective-conscious-minds in a way analogous to a radio producing music (compression waves in air that we interpret as music or speech or whatever, but this detail has no bearing on the analogy). Destroy the radio or alter its function and the music disappears or becomes distorted. This is exactly what happens to mind when brain function is altered away from normal working limits; from distortions of consciousness to mind’s destruction. Real minds do not survive the destruction of brains any more than music survives destruction of the radio. From a common sense point of view, it is perhaps legitimate to view the radio as the real and perhaps sole source of the music.

But the radio does not produce music ex nihilo. Rather it interprets information present in a spacetime field in the radio’s vicinity. The radio is the “source of the music” in that it alone is responsible for the conversion, interpretation, or translation of information present in the field from its electromagnetic form ultimately to compression waves in air, an entirely different phenomenon! One way to look at it is to say brains are responsible for the conversion or interpretation of some spacetime pervading field into the form of our consciousness. More accurately, we should say that the field has the power to evoke consciousness from the doings of brains.

The field need not, by itself, have any phenomenal qualities at all. It need not itself be conscious or minded in any sense of those terms any more than the electromagnetic wave is music.  Electromagnetic information isn’t music until the radio makes it so, and the field isn’t phenomenal until the brain makes it so, or at least this is all we need to specify about it. The field is a constant throughout (as far as we know) the universe. Radical emergence is effected from the brain-field combination.

The field I have elsewhere called “Cosmic Mind” (see “Fantasy Physics and the Genesis of Mind”). Perhaps this a poor terminological choice as I do not mean to imply the field is conscious or even phenomenal in some uncharacterizeable sense. It mght be proto-phenomenal, phenomenal, or even conscious, but none of these matter to the model. As far as human beings and human consciousness is concerned the only property the field has to have is a capacity to evoke our subjective experience from our brain-states. If it has other properties, or indeed even purposes, we have no way of knowing.

The field does, however, have to be substantive in some way, not necessarily matter-energy as we are capable of measuring it. Only a substance of some sort can interact with another substance, in this case having an effect, the emergence of consciousness, from a functioning brain.

Being non-material there aren’t any instruments on earth that can detect Cosmic Mind save one. A physics experiment signals a detection of some kind with some physical event whether triggering a photo-detector or perhaps just moving a needle. Brains are detectors of Cosmic Mind. The needle, the event that we experience, is consciousness itself, the product of the detection.

In another, perhaps simpler analogy, imagine some material object (a ball on a pedestal) in a dark room. The ball has certain physical properties (mass, shape, and importantly here it happens to be opaque). Now a point light-source is turned on in the room. The ball now throws a shadow. Nothing about the physical properties has changed. The light-source does not add the shadow to the ball, but the shadow emerges from the properties of the ball (shape and opacity). Turn the light off, the shadow goes away. Remove the ball in the presence of the light and the shadow also goes away. The ball is the sole determiner of the properties of the shadow, but only in the presence of the light!

Mind, in other words, springs from brains as Chalmers envisions it, and this is why it is properly a property dualism. Viewed from the material, it is a radical emergence (upward) and has, because of its novel properties, also downward casual qualities. Mind’s appearance, however, its form and nature, is the result of an interaction. The emergence of subjective consciousness from brains is enabled, effected, by Cosmic Mind. Consciousness is the music produced by brains in the (everywhere) presence of Cosmic Mind.

This model differs from Cartesian Dualism, because the substance of individual mind (its power to affect physics) is derivative!  Cosmic Mind (which need not be anything like “a mind” and is not by any means individual mind) and brains, one immaterial and one material, are the antecedent conjugates. Human (and animal, any mind associated with brains) mind is the result, what brains produce in the presence of Cosmic Mind.

Unlike an electromagnetic field Cosmic Mind is not physical and that quality explains mind’s non-material quality. Cosmic Mind’s postulation accounts for mind’s relation to brains (mind’s physical root) and its subjective first-person-only phenomenology (mind’s non-material root). Qualia would appear to come from the brain side, our representation, via the senses, of the physical world. Intentionality is related to purpose, to final cause, something that doesn’t exist in physics. This quality must somehow be contributed by Cosmic Mind. How does Cosmic Mind interact with the physical? It is nice that brains detect Cosmic Mind, but how exactly do they do that? Aren’t I faced with the same “interaction problem”, perhaps pushed around a bit, as old fashioned Cartesian dualism?

The short answer is yes. It is the same problem, the same also faced by property dualism and panpsychism, and also Russelian, and any dual-aspect monism. The presence of Cosmic Mind is (like Cartesian mind) normally associated, directly or indirectly, with God, but one could leave its final source in abeyance as phenomenal monists and panpsychists do with their protophenomenal properties. None of these other theories ever say what exactly the phenomenal or proto-phenomenal qualities are let alone from where they come. Unlike the quasi-materialistic theories, Cosmic Mind is not (or need not be) phenomenal or proto-phenomenal (let alone conscious) at all. The emergent effect, subjective phenomenalism, only occurs when brains appear — Cosmic Mind being always on the scene. Unlike quasi-materialisms, this explains why we find the phenomenal only in association with brains and why we cannot even speculate about the protophenomenal in physics. It isn’t there to be found.

What about my other promise? Why is explanation of the interaction mechanism forever out of our reach? To support the radical emergence taking place, the field cannot, itself, be material (like the electromagnetic) or we would be back to unsupported radical emergence. Since it isn’t material it remains forever outside the capacity of physics (having only material instruments) to detect. Moreover, since the emergent dualism effected by the brain is also non-material the mechanism producing it is a mix of the physical (brain states) and non-physical (Cosmic Mind). Physics (in this case a synechode for neurophysiology resting on biology resting on chemistry and so on) can only measure the material side and it does! We can measure and find (roughly) consciousness-correlated brain states! What we cannot measure is the evocation subjective experience from their functioning.

What physics wants is an equivalence relation. But proving equivalence relations (for example the equivalence between thermodynamics and statistical mechanics) needs experimental confirmation, physical measurement, of the phenomenon from both ends as it were. This is precisely what is not possible concerning mind.

Where does Cosmic Mind itself come from? I’m a theist for this reason and many others. God covers a multitude of problems. The origin of course, but also the interaction. We can never spell out the mechanism but God knows the trick! Theism has no particular burden here. Panpsychists and monists do not tell us from where come their postulated “phenomenal properties-of-physics”, in what they consist, how they do their work, or how they are even possible within the physics we presently comprehend. Theism addresses all but one of these questions.

If we let materialist philosophers get away with “we don’t know, they’re just there” (concerning the proto-phenomenal) why shouldn’t theists? A non-material field pervading spacetime is no less conceivable than undetectable phenomenal properties underlying physics. One of Chalmers’ suggestions is “psychic laws” in parallel with physical law. Postulating Cosmic Mind answers more questions than proto-phenomenal physics or psychic laws, specifically why we cannot specify, or even speculate about, what qualities the proto-phenomenal has.

For more of my essays on this and related subjects see:

Essays:

Fantasy Physics and the Genesis of Mind
Physics and the Evidence for Non-Material Consciousness
Why Free Will
Why Personality

Books:
Why This Universe: God, Cosmology, Consciousness, and Free Will (2014)
God, Causal Closure, and Free Will (2016)

Note: On emergence

I have allowed in this essay that mind is the only example of radical emergence of which we know, but I believe there are two others, the universe itself, the big bang, and life.  This essay is not the place to go into either, but it is the theme of my book “God, Causal Closure, and Free Will” linked above.

Note: On the subject of animal mind

Since mind is associated with brains we might speculate about where it appears in the development of animal nervous systems. The short answer is I do not know but at least it seems to be present, a “what it is like to be” subjectivity in all the mammals and birds and possibly all vertebrates. If Cosmic Mind is all of a piece, everywhere uniform throughout the universe, how is it that animal consciousness seems less rich than the human? The answer here is on the brain side in the same way the shape of the shadow depends on the ball.

The electromagnetic field is filled with information all jumbled together. It can be made coherent (by radios) through the process of tuning. When a radio is tuned to a particular “carrier frequency” amidst the jumble, all of the electromagnetic modulation around that frequency can be detected and interpreted say as music from one, speech from another and so on. But notice also, that even if we single out a particular carrier, radios can vary widely in the quality of their conversion/reproduction. The sound emerging from older, more primitive, radios contains less of the information than that coming from newer more advanced electronics.

Cosmic Mind need contain only one signal. Being non-material it might as well be undifferentiated as we couldn’t measure any differentiation anyway. But there are, like radios, brains of various qualities. Like an older radio, the mind evoked by the brain of a mouse is less rich than that of a dog, the dog less than an ape, and the ape less than a human all bathed in the same field. This seems to be the case for consciousness as a whole, but is not the case concerning specific qualia. A dog’s aroma qualia are far richer than a human’s, as is a bird’s visual qualia (birds have four types cone cells in their eyes supporting ultra-violet visual qualia). There is nothing surprising about this if qualia in particular are closely tied to the physical root of the subjective arena. Some more primitive radios can be optimized to reproduce a narrow range of audible frequencies better than a more advanced radio even though the latter does a better job over-all.

In accounting for this difference this “Cosmic Mind” hypothesis at least matches the accounting for qualia by panpsychism and dual-aspect monisms. In the latter theories, more primitive brains produce less rich phenomenal qualities from the basic proto-phenomenal building blocks but nothing blocks optimizations in different brains. In both cases, the onus for the quality (richness) of qualia lays with brains. But the quasi-materialisms cannot so well account for intention, purpose (something the higher animals clearly have), unless one posits its proto-presence as well. Such a move puts teleology firmly back into physics, and in that case we are half-way back to theism.

The Understandable Inconclusiveness of Metaphysics Part II

Picture of me blowing smoke

“Scientists inevitably make metaphysical assumptions, whether explicitly or implicitly, in proposing and testing their theories — assumptions which go beyond anything that science itself can legitimate. These assumptions need to be examined critically, whether by the scientists themselves or by philosophers — and either way, the critical philosophical thinking that must be done cannot look to the methods and objects of empirical science for its model. Empirical science at most tells us what is the case, not what must or may be (but happens not to be) the case. Metaphysics deals in possibilities … only if we can delimit the scope of the possible can we hope to determine empirically what is actual. This is why empirical science is dependent upon metaphysics and cannot usurp the latter’s proper role.”  E.J. Lowe “The Possibility of Metaphysics” 1998 Emphasis in the text.

 

In part I we saw the ultimate question “what must be true for the universe of our experience to be the way it is?” can be framed with or without reference to consciousness. For a nontheist physicist or philosopher who assumes there is nothing more than physics to explain there remain questions whose answers, while remaining implicitly physical, nevertheless lay beyond what physics is qualified to address. Typically, these are questions about cosmological origins (the origin of the big bang, the cosmological settings, and the lawful regularities so well described in mathematical terms) or the fundamental ground of quantum mechanics. Also included here would be the origin of life though this in a more restricted way than the others.

Most physicists understandably ignore the matter of consciousness in their work. After all, the big bang, our present “cooled down” universe, and life, predate consciousness of any biological variety by billions of years. The universe presents much to be studied and many unanswered questions besides consciousness. But those questions too have metaphysical implications because questions themselves arise in consciousness and have implications lying outside the measurable qualities of the physical universe. Avoiding the issue of consciousness permits focus on a more restricted set of answers to the “what must be true” question at the cost (possibly) of biasing the set of reasonable answers against consciousness. What is necessary for the universe to be what it is apart from consciousness might no longer be sufficient if consciousness is added back in. Nevertheless there is, presumably, much in and about the universe whose metaphysical grounds do not demand any attention to consciousness other than implications arising from the process of explanation. The mechanisms of the physical after all are antecedent to consciousness, but their explication is not.

Physicalism, the metaphysical doctrine that physical processes and substances are all that exist in the universe simpliciter. Physicalism entails a denial of consciousness, that is, there is nothing in the universe that is non-physical. The apparently non-physical subject must be an illusion. The philosophical incoherence of such a stance should be obvious. Although many illusions have physical explanations (for example a mirage) even these are had by subjects whose purportedly illusory nature is left out of the explanation. How does an illusion have experience, or perhaps we should ask what precisely can experience be if illusions can have it? Nevertheless, many physicists and philosophers take physicalism seriously. But it is one thing to accept that a physical phenomenon must have a physical explanation, while being quite another, and metaphysically irresponsible, to declare there are no nonphysical phenomena.

Naturalism is the doctrine that explanations for all physical phenomena need refer only to physical processes and substances. By itself this does not entail physicalism, but typically naturalism combines with physicalism by insisting that only what can be explained physically is real. Most naturalists are also physicalists. Naturalism masks the possibility of the nonmaterial by suggesting to complete physical explanations for the physical means there remains nothing more to explain. Put another way, there is nothing left for the nonphysical to explain. Another implication commonly accepted by naturalists but not entailed by naturalism is epistemological in nature; namely that knowledge of the physical, and what may truly said of it, can be determined only by physical measurement.

Metaphysically speaking, naturalism divorced from physicalism, is on the most solid foundation as concerns our present grasp of universe phenomena. Even if one were to believe there is a teleological component (for example a God’s purpose) for the universe, a causally closed and intrinsically purposeless physical mechanism remains possible. Purely physical explanations for the physical can in fact be complete explanations while discounting any talk of purpose as redundant.

Materialism is the doctrine that while all phenomena in the universe (including consciousness) have purely physical antecedents, it is nevertheless possible for purely physical processes to result in what appear to be irreducible (to physics) nonphysical phenomena, notably consciousness. Materialism is not committed to physicalism except as concerns origins even if such phenomena are not conceptually reducible to physics. This is to say that materialists who are not physicalists are not committed to the idea that consciousness is illusory or unreal. Materialists are committed to naturalism as concerns the purely physical, but they concede that from the subjective side, a purely natural explanation for consciousness may not in principle be possible. Materialists reject the epistemological implication of naturalism, that knowledge can only be acquired of the physical by physical measurement.

Cutting across these metaphysical distinctions are the epistemological notions of realism and antirealism. Most scientists are realists (there is a special exception here for quantum mechanics where realism has a technical definition linked to hidden variable theories). They believe that there is a world independent of human subjective experience, and that subjective experience (coupled with measurement) accurately informs us about composition and processes of the independent world. If our best ideas (given realism) are not in any literal sense absolutely true about those constituents, they at least approximate this truth and gradually draw (perhaps asymptotically) to it as the scientific enterprise progresses. The most troubling metaphysical response from antirealists is that the connection between what we see in our heads and what is happening in the world independent of our heads seems magical or arbitrary. Realists point to predictions derived from measurement bearing out in the world. Airplanes fly. Antirealists rejoined that some set of incompatible natures might be true of the independent world that nevertheless allowed (or explained) the same outcomes.

The argument is important to scientific work because it bears on the interpretation of phenomena related to extreme or edge cases as concerns the present status of science. Realists point out that away from the edge cases, that is within our technological capacity to experiment, there are measurements from many different perspectives. The set of metaphysical possibilities entailed by any one overlaps those of others in such a way as to cancel all but a few possible ways the independent world could be. The answer to the “what must be true” question, at least as concerns the vast number of common phenomena, is mostly if not absolutely, fleshed in. While conceding that this is not a logical proof of correspondence between theory and world it is enough to persuade most scientists of the non-arbitrariness of the connection between the mental and independent physical whatever its underlying metaphysical reason.

Scientific method has a more technical term, “methodological naturalism”. Related to naturalism in that it is the methodology by which science earns naturalistic explanations. The process begins with physical observation and measurement of physical phenomena. From the observations, science develops theories and if possible, experiments to confirm or refute them. At least this is the traditional and still frequent approach that science takes. Scientists added another approach beginning roughly in the last half of the 19th century. Theories drawn from applying mathematics to the physical world became the foundation for either experimental or purely observational searches for the physical outcomes predicted by the theory or for other phenomena that ruled out those theories. The best theories, even before any attempt at confirmation or refutation are those that predict testable necessary outcomes. Philosophically, and at least as concerns strictly physical phenomena subject to physical tests, this all makes perfect sense.

That experiments or observations can confirm or refute theories about the physical world relies on the correctness (again the realist correspondence with the independent world) of a principle, the “Newtonian Paradigm”. This asserts that a given bounded or isolated system will behave like its unbounded (real) counterpart, if the environment surrounding the bounded sufficiently matches the conditions impinging on the isolated phenomenon when taken in its natural context. If all the physical causes, events, or states of affairs that impinge on a conceptually isolated physical subsystem are properly emulated in an experimentally isolated physical subsystem, the two will behave alike. What exactly constitute sufficient limits varies depending on the phenomenon under study.

Realist scientists accept that the success of the predictive power of methodological naturalism also means that we do manage to identify the appropriate boundary conditions much of the time. But not always. In the latter cases, experiments or observations are inconclusive and it remains for science to try again. The signal, the sign that a sufficient set of limits is found is the close match between unambiguous prediction of physical consequences and their experimental and observational confirmation.

There is another assumption implicit in the Newtonian Paradigm and that is that time is real and some part of the sufficient collection of limits that cancels out (typically though not always) because it applies equally everywhere. Every experiment and every observation takes place in time as do the phenomena themselves. That time moves differently in different reference frames is not much controversial these days nor should it be. But time nevertheless moves in the same direction in every reference frame except where, at the speed of light frame of photons and potentially other massless particles, time doesn’t move at all.

The Newtonian Paradigm and methodological naturalism only work to deliver explanations for conceptually isolated subsystems of the universe. If a system has no known boundaries, we cannot construct or even conceptualize suitable limits required by the Newtonian Paradigm. The physical universe, taken as a whole, is such a system. As observers in the universe, we have no grasp of possible impingement on the universe from outside it. There are a few good scientific theories about the origin of the physical universe; the origin of the big bang itself. ‘Good’ here means these theories make unambiguous physical predictions that are hypothetically observable by present (or soon to exist) instruments.

While strictly beyond the limits of the Newtonian Paradigm, all the good theories still rely on time’s reality, literally that time existed prior to the big bang. Theories that deny the reality of time or assert time begins at the big bang (or the illusion of time in consciousness is conceived as going back to the big bang) cannot possibly have physical consequences stemming from events or states of affairs before the big bang! Because they have no unambiguous consequences in the observable universe such timeless theories of the bang’s origin are, like much metaphysical speculation, open ended and utterly underdetermined by physical evidence. Multi-universes of varying types (see especially Max Tegmark’s “Our Mathematical Universe” (2014) for a very good review of them), colliding M-Branes, or a fortuitous (for us) fluctuation in the quantum vacuum.

Even if time remains real our theories do not reach to testable outcomes before the event of the big bang, only outcomes viewed in the aftermath of it. Unlike every other event from galactic formation to atomic decay the Newtonian Paradigm applies because we can observe and measure both what passes before and what after in time. As concerns the origin event of the universe there can be no unambiguous observation of the before because there was only one such event and it is now past. Our best theories might have observable consequences now and some of these narrow the possibilities of what was before. Because they all unambiguously rely on the reality of time, they confirm the reality of time!

Concerning another of the edge cases, the quantum realm, the situation with regard to the Newtonian Paradigm is a little different. We cannot be sure the limits of force and quantity that we apply with physical apparatus, are relevant to the quantum realm. This is not to deny that quantum phenomena are physical. But it may turn out that not all of what is physical is subject, in principle, to the measurement limitations of macroscopic instruments.

All of our instruments measure, one-way or another, by exchanging energy with the environment. We know that quantum phenomena result in energy transfer as their effects interact with our instruments. But unlike ordinary phenomena, bound in our experiments by emulating the energy exchange between them and that which is outside, we do not know, for the quantum realm, if any energy transfer occurs before interaction with our instruments. The instruments measure the outcome of quantum phenomena but not what happens prior to those outcomes. Although quantum systems are small, as with the big bang, we cannot view what happens to quanta before an energy exchange takes place. We can measure quantum outcomes, but not their causes or prior states-of-affairs. We do not know, as a result, what the relevant boundaries producing the effect are. As in cosmology, the upshot is an underdetermined plethora of theories lacking unambiguous predictions that would confirm or refute them.

One of the debates currently animating cosmology and impinging on the matter of cosmological origin has to do with the presence of infinities in the physical universe. Two kinds of infinities come up in cosmology, singularities, and the possible infinity of the universe as a whole. Infinities are mathematical constructs. If, like Max Tegmark (“Our Mathematical Universe” 2014) you believe the physical universe is a mathematical construct, then physical infinities are at least conceivable and ruling out their physical possibility is problematic if the universe’s governing mathematics necessarily includes them. Black holes might instantiate genuine singularities and, in the past, the big bang might have been a physical singularity. The universe might be infinite in extent.

Roberto Unger and Lee Smolin (“The Singular Universe and the Reality of Time” 2014) unhesitatingly declare there are no physical infinities. Despite the deep connection between mathematics and physics there is no observational evidence to support the idea that what is possible in mathematics must be possible in the physical universe. As deep as the regularities in physical process may go and so be subject to mathematical description, there is no guarantee that they go all the way to infinity.

Unger puts the basic issue this way: “Everything that exists in nature, including the universe and all of its phenomena and events, results from other events and phenomena in time. Everything, as Anaximander wrote, turns into everything else, under the dominion of time.

How then could the infinite come to exist, given what we see and know of the workings of nature? The universe might be indefinitely large, and some of its rudiments indefinitely small. Its history may extend indefinitely back into the past and far into the future. There is, nevertheless, and infinite difference between indefinite largeness or smallness and infinity, or between indefinite longevity and eternity, which is infinity in time.

No natural event analogous to an process that we observe in nature could jump the gap between indefinite largeness or longevity and infinity or eternity. … Consequently, the infinite could exist only if it always existed.” [Under/Smolin 2014 pp 315].

An epistemological argument that we, that is human observers, could never demonstrate a physical infinity by any empirical means and therefore never know there are (or were) physical infinities is as ironclad as an argument can get in philosophy rooted in science. We can never know, in the sense that science yields knowledge, if a physical infinity existed. By their nature all of our instruments, and any instruments we might conceivably build are finite and can measure only finite qualities and quantities. It cannot be possible ever to measure an infinity. In his “Hidden in Plain Sight VI: Why Three Dimensions” (2016) Andrew Thomas notes that no infinity has ever been observed in the universe. It is a safe bet that none ever will be seen. The epistemological argument precludes our ever observing infinity but not its metaphysical possibility. Alas Dr. Thomas did not address the question of whether an infinity instantiated in three dimensions was physically possible.

As concerns the infinite expanse of the cosmos, most cosmologists accept this argument for the limit of our possible knowledge and for other reasons tend not to believe the physical cosmos is literally infinite. But physics is less sure about the physical instantiation of mathematical singularities. Might there be an ontological argument against the possibility of physically instantiated singularities? Since there could be no experimental measurement of infinity we cannot know if any particular property or combination of properties of the observed universe is (or are) an entailment of a physical infinity. If we derived entailments, necessary effects of a physical infinity mathematically, and they turned out to be physically impossible, we would have strong ontological reasons to reject the possibility of physical infinities.

We divide possible singularities into two types; singularities which might exist at the center of black holes, and the [possible] singularity of the only “white hole” in our universe, our big bang. It seems reasonable to link the hypothetical infinity of the present material universe to that of the big bang. Could an infinite universe proceed from anything less than an infinite initial event? If the big bang was not infinite (as Unger, Smolin, and many other cosmologists for various reasons now believe) then the material universe, however great its extent must also in the end be finite. If we can rule out the infinity of the big bang we also rule out the infinity of the cosmos.

What would be the effect in the physical world of a physical infinity at the center of a black hole? We can measure the size of a black hole’s horizon, also its mass, spin, and charge. None of these is infinite. As concerns real cosmological phenomena, black holes and the big bang, differentiated matter-energy destroyed by the extraordinary physical conditions of these events leaves but three broad properties to consider, density, temperature, and pressure. Would there not be measurable physical effects of an infinite quantity of any or all of them? Can a physically instantiated infinity have subinfinite physical effects as measured at some distance from the infinity? What does distance from infinity mean for a physical universe of three observable dimensions? Could the present universe we observe today coexist with instantiated infinity?

The physics and cosmology I’ve read is not encouraging. If the mathematics of relativity did not point at infinity this debate would not be continuing. Some physicists do believe the math signals something that exists or at least might have existed. Equally many note there is (indeed can be) no physical, empirical, evidence that all mathematical expressions represent phenomena in time. Yet in all the literature I’ve explored no one has addressed the question of the physical implications of instantiated infinity.

Some theories enable physics to dismiss the matter. One approach is to declare that at infinity the normal regularities of pressure, temperature, and density simply vanish. As a result, there are no finite physical effects of infinity. Of course there is no empirical evidence (nor could there be for epistemological reasons noted above) that such an unintuitive outcome should hold and if it did, the presence or absence of instantiated infinities could not be distinguished. There aren’t any testable results that would support any distinction.

String theorists might suggest that instantiated infinities are confined to compactified unobservable dimensions. As such they have no implications, that is necessary consequences, for the four dimensions of spacetime in which we live. In Fashion, Faith, and Fantasy In the New Physics (2016) Rodger Penrose challenges the view that events in string theory’s compactified dimensions would have no implications for the stability of our spacetime. Either way string theory is not helpful here. If Penrose is right, then infinities cannot hide in compactified dimensions. If he is not right, the possibility of infinities hidden in compactified dimensions is redundant as concerns the physics of the observable universe. As with vanishing properties their existence has no testable (confirming or refuting) outcomes. We are returned to the basic question; what would be their effects if they existed?

Even if black holes contain no singularities the question of the big bang and the potential infinity of the universe remain. A hypothesized physical infinity at the big bang suffers from some of the same potential problems as physical infinities in the center of black holes. As space expanded following the big bang event the radiation cooled yielding, in temporal order, nucleosynthesis, and then (380,000 years later) neutral atoms leaving behind the light we now see as the Cosmic Microwave Background. But why would a literally infinite big bang ever cool? Wouldn’t an infinite singularity supply an infinite amount of heat and pressure (gravity possibly nonexistent in the absence of anything with a rest mass)? Why would we expect the universe to cool no matter how much (or for how long) it expanded? In mathematics if you subtract 1 or even infinity from infinity, you still have infinity. If one is going to hypothesize a literal physical infinity would it not have to behave as its mathematical counterpart? If it did not, on what basis could we claim that it was infinite?

Is what follows from the hypothesis of a physical universe of infinite extent coherent? A few philosophers have explored consequences of the idea (an infinite number duplicate yous living lives on duplicate Earths, regions of the universe filled with mint jelly, Boltzman brains, etc). Most cosmologists do not believe the physical universe is infinite. Present models of the universe’s origin do not infer infinite quantities of matter-energy. The universe did cool as it expanded; evidence, if anything is, of a subinfinite big bang. While not a knock out argument, it is consistent with the general assumptions of the Newtonian Paradigm that we ignore what is not needed in an explanation. We’ve met the redundancy of infinity in all the hypotheses claiming that instantiated infinity has no unambiguous outcome in the physical. The same applies to an infinite expanse of matter-energy. It is redundant as concerns any observed phenomena.

Unger sums both epistemological and ontological issues this way: “The problem in supposing the world to be infinite or eternal, or both, is not just that we could never know that the world is infinite or eternal, given the infinite difference between indefinite largeness or longevity and infinity or eternity. The problem is also that the overall character of nature would be at odds with nature as we encounter it piecemeal, through science as well as through perception.” [Unger/Smolin 2014 pp 317].

Solving the riddle of infinities, either ruling them out, or showing their necessary existence, would tell us if mathematics grounds natural law or merely describes it. If mathematics controls what happens, then we live in a universe in which time emerges from interacting a priori timeless abstract structure and physical infinities are coherent. If mathematics merely describes the universe then time is real and fundamental, a primitive ingredient of a historical unfolding and there are no physical infinities thanks to the infinite gap between indefinitely large, small, long, or short, and infinity. But that gap does not address physical consequences of physical infinities should such exist. Unger notes that we cannot measure any infinity inside the explorable universe, but he directs his argument through epistemological considerations at the incoherence of physical infinities rather than the impossibility of their outcomes.

Unless physicists conclude for theoretical reasons (as there never will be any empirical reasons) that there are (or would be) consequences to physical infinities that are physically impossible (that is antithetical to all that we see), the metaphysical argument alone is not sufficiently strong. It cannot be because without that demonstration our theories can accommodate what we see with or without infinities. The metaphysical argument is suggestive and perhaps helpful if it puts physicists on the track of some theoretical examination of the physical outcomes of physical infinities, but it does not resolve the matter of infinities by itself. It cannot as long as alternate possibilities remain conceivable.

Not everything that is conceivable is physically possible though it might well be logically possible. This is an important distinction that epistemology and metaphysics presents to physics. It is important because the debate over infinities rests on the conceive-ability of the alternatives. A “knock out” argument against infinity rests on discovering the physical impossibility of their outcomes under conditions in which no empirical determination of that impossibility is possible. The track record of even theoretical physics is inconclusive here. It is possible (again logically conceivable) that at infinity all the physical laws we know are suspended or that instantiated infinities hide in compactified dimensions. In those cases, a physical universe containing physical infinities would look no different from our universe today if for no other reason than any consequence (including none) of a physical infinity is possible and nothing can be ruled out. If the mathematics did not already point to infinities, cosmologists wouldn’t be having this debate.

In 1998 William Dembski published “The Design Inference: Eliminating Chance through Small Probabilities”. He followed, in 2001 with “No Free Lunch: Why Specified Complexity Cannot be Purchased Without Intelligence”. His subject was not the cosmically large or the unreachable smallness of the quantum domain, but the origin and evolution of life. Living organisms fall comfortably midway in size between cosmic and quantum scales. Life presents itself in clearly bounded subsystems open to investigation by science. Biology rests on chemistry and chemistry on physics. Advances in the biological sciences through the past century show the applicability of the Newtonian Paradigm to life. In the 19th century Darwin’s theory of [biological] evolution provided a ground for explanation of life’s evolution, but never its origin. Even as concerns evolution however, Darwin’s work is incomplete. Some of its predictions are well confirmed by experiment and observation, but not all of them.

The problems here are not those of the very large or vanishingly small. They do not involve impossible measurements of infinity or phenomena that exchange no energy. Like the cosmos, we cannot observe the origin of life on Earth in the deep past. But there is no logical reason we could not watch life’s origin on other planets, or reproduce the phenomena in the laboratory. To date we have achieved neither. Rather these problems stem from the dramatic difference in the information content of living organisms compared to any nonliving subsystems of the universe.

Darwin’s theory asserts the environment of any given time selectively filters random changes in life’s information content. Changes inimical to an organism’s survival in its [then] environment are eliminated because those organisms (and those changes) fail to reproduce. By contrast changes that, by chance, happen to make the organisms reproduction more likely are added to the sum total of information present in that organism and its descendants. It was Darwin’s contention that information present in today’s living organisms was thus slowly assembled over the billions of years of evolution on Earth.

That evolution does take place is today indisputable, but all the observed examples involve a reshuffling of existing information, not the selective collection of new information. No one has witnessed the evolution of a more complex organism from a simpler ancestor. Although such development, increasing complexity achieved accidentally, is not precluded by the laws of physics, Dembski’s work casts doubt on the probability of accidental changes generating the sheer amount of complexly specified information in the variety of life on Earth even over the course of a few billion years.

The same considerations apply to the origin of life from nonlife. The information gap between even the most complex nonliving and the simplest unambiguous life is enormous. Modern biological science has proved there is nothing unnatural about life, only matter-energy in an extraordinarily fine-tuned balance behaving in accord with the laws of physics. I bring up the problem that Dembski poses to physics because it is an example of another blindness to metaphysical implications of physical phenomena present in modern science.

Dembski does not claim the “Abrahamic God” created life and fostered its evolution to present forms. What Dembski shows with mathematical rigor is that life’s origin and present status are unlikely to have occurred by chance. Chance is statistically, but not absolutely, precluded  Of course Dembski does believe that life and then evolution as we have come to experience it, if it is not the result of random chance must be, in part, the product of some intelligence. The intelligence need not be God, but something antecedent to life on Earth is surely entailed. There is nothing in Dembski’s core assertions that rules out a physically embodied designer, an alien intelligence, or some form of anomalous monism.

It is to the great shame of the modern scientific community that the implications of Dembski’s work are not at least properly understood and followed out. He is accused of having made no testable predictions, but the core of his work is not a theory but an observation. His observation concerns information, its quantity and quality (what Dembski calls “specification”). Present scientific consensus does not dispute the values with which he begins. Theirs is strictly an irrational (and emotional) rejection of the implications of Dembski’s observation. He may even be wrong! To decide someone will have to replicate his work and show where he makes his mistake. No one in the scientific community has taken on that task.

Physics often accuses philosophy, particularly metaphysics, of painting “castles in the air”. I have shown that physics, tied down by the physicalist assumption, paints many of its own castles whose only qualification for admission to the ranks of physical theory is that their imagined objects are physical. That such objects exist is no more demonstrable or refutable than the existence or nonexistence of God. But physics correctly establishes a universal characteristic of the physical world. The Newtonian Paradigm works when appropriately applied because the mechanisms of the physical are blind and not teleological. That this insight is the basis of a false induction, that there is no teleology imposed from outside the physical, is beside the point. Anomalous monism is false.

The only evidence of teleology in the physical world comes from cosmology, the values of the cosmological settings. All the cosmological “castles in the air” are unverifiable tries to escape the teleological implications of those settings. The settings define the entire landscape of the physically possible in our universe. On this, at least, scientists are agreed. Galaxies and living organisms are possible. A universe of mint jelly is not. The mass-energy of the big bang, given these settings, sets up the regularities of “natural law”. Physics and cosmology have well shown that these alone are sufficient to structure the universe down to the planets and their atmospheres. What physics has not demonstrated is that these regularities alone are sufficient to jump the information-gap between nonlife and life, or that they fully account for the accumulated information we see in the living world around us. If they are inadequate to these two tasks, they cannot be sufficient to explain subjectivity emerging from life.

Physics and the Evidence for Non-Material Consciousness

selfie

There is an old story of the net and the fishermen. A net having a weave that lets any object smaller than 10 inches long slip through it. Fishermen cast the net in the lake and harvest fish always ten inches long or longer. The fishermen mistakenly conclude that there are no fish in the lake smaller than 10 inches. Philosophy 101 students easily recognize the fishermen’s mistake. If there were fish in the lake smaller than 10 inches they would slip through the net.

Now imagine that there is some constraint on these fishermen that prevents them from weaving nets any more finely than they have. Is there any other means by which they might acquire evidence of fish smaller than ten inches long? As it happens there is. They can take some of the larger fish, keep them alive in captivity, and mate them. If successful, they would see that fish lay eggs, eggs hatch into little fish, and little fish, properly fed, grow into fish ten or more inches long! Having done this sort of thing many times, our fishermen can correctly induct, from many particular observations, that there are indeed fish in the lake smaller than ten inches because those smaller fish are the descendants of the bigger fish and one day will become bigger fish themselves.

Although the analogy is imperfect, physics, that is the present state of our body of science, has something in common with that net. Our senses and all the instruments and physics we can derive from them are physical. No matter how refined we make our instruments they are physical things and cannot measure or detect anything that isn’t also a physical thing. Quantum mechanics doesn’t help here. Ruth Kastner (“The Transactional Interpretation of Quantum Mechanics”) goes so far as to conclude that the solution to various quantum puzzles is to locate quantum phenomena outside of spacetime. But they remain very much physical nevertheless. As indeterminate quantum phenomena emerge into spacetime they become deterministic, fully participating in the time-bound causal web, subject to causal closure.

No one, even died-in-the-wool physicalists, deny that there is any logical proof of the absence of anything real that isn’t physical, but nevertheless most commit themselves to the proposition that no non-physical entity can be real based on the capacity of physics to be self-explanatory. There are also those who simply define ‘reality’ in such a way as to preclude anything that isn’t physical from being real, and therefore chalk up anything historically adduced for such reality to utter illusion, a mirage.

As with the problem of the net, we ask if there is any possible evidence for there being something real in the universe that isn’t physical? Unlike with the fish, we cannot merely encompass some part of the physical and watch it to see if it produces something non-physical. We can try of course. Experiments and observations have been going on since Newton, some would say since Galileo, without such a transformation ever being witnessed. Scientists and philosophers have long conceded that the non-physical, should it exist, cannot in principle be detected and measured with physical instruments, the only kind we can build. They further concede that it is, technically, an inductive error to conclude there is nothing other than the physical in the universe based on this incapacity alone.

What warrants that further conclusion is the observation that physics is causally closed on itself. It is one thing to concede that we could not in principle measure anything non-physical. But when we measure that which is physical, we discover that these measurements alone fulfill all explanatory requirements for the present state-of-the-universe. Physical causes and nothing but physical causes result in all the effects we can measure throughout the cosmos. Physical causes result only in physical effects and physical effects spring from nothing more than physical causes.

For my purposes, as with physics, ‘reality’ is associated with causal efficacy in the physical. Anything that is or can become a cause in the physical is real. Cause is to be taken to mean “contributing cause”. It need not be the sole cause, nor the physically proximate cause. To be a cause it is only required that some physical effect is the ultimate result. The causal closure hypothesis is related to the observation that physical effects have, at least, physical proximate causes. All measurable physical effects seem to have, immediate antecedents that are also physical. But this does not preclude the existence of non-physical causes. For a non-physical cause to be real, it is only necessary that an observer be able to connect up a purported cause and an effect measurable in the world. I will have more to say about this “connecting up”.

Among modern philosophers there are some (Chalmer’s, Nagel, Lowe, Haskers, Foster, O’Connor, and others) who push back on the physicalist claim. They argue that there is reason to believe that there is something both real and non-physical in the universe, specifically consciousness, that is a subjective through which we experience anything at all including our observation of the physical. Physicalists rejoin that this phenomenon, consciousness, is not a “non-material reality”. It is merely a way of viewing the material itself. A rain cloud looks very different from above and below, but both views are merely different perspectives of the same single thing. We confirm this assertion by tracing, physically, from the top to the bottom of the cloud and determine that it is the same entity viewed two different ways.

This does not appear to be possible as concerns consciousness. No physics has ever traced, physically, all the way from subjective experience to the physics (technically biology — brain states) that purportedly underlies it. Many (mostly scientists) argue that we just haven’t got there yet and we will someday make that tracing. Others, many more of them philosophers, argue that the physicalist rejoinder is more hubris than reality. That it might turn out impossible, in principle, to ever make that mapping. Of course this doesn’t mean brain states have nothing to do with consciousness for obviously they do. What it means is that consciousness is not (or may not be) merely “another view” of brain states.

I am not going to address those arguments here but I am going to explore the question whether or not this phenomenon we call consciousness is in fact evidence and in what way it is evidence for the existence of something real that is beyond the reach of physics because it is non-physical.

For any evidence to be evidence, the phenomenon for which it is adduced has to be real. There cannot be evidence for anything that is by definition unreal. At the same time any evidence, if it is evidence of anything at all, has to emerge from, or become available to, our subjective experience as observers. The evidence must appear in consciousness. From our own subjective points of view there is no evidence of anything in the universe, physical or otherwise, that doesn’t emerge in or through our experience — aided or unaided by instruments or quintessentially mental formalism like logic.

How do we fare here as concerns consciousness? Its reality is one of the matters in question. The independent reality of consciousness is controversial. We cannot demonstrate, physically, that it is real. On the other hand, as all evidence of any kind emerges through experience it seems strange to insist that our experience is nothing but illusion. What happens to the evidential status of physics itself if the consciousness that interprets physical evidence as such is only an illusion? Can evidence be real if the status of the “evidence interpreter” is not? What happens to the truth status of the proposition “physics is causally closed” if the subjective arena asserting that proposition is an illusion?

This threat to the veracity of physics is a real problem for physicalists who insist that consciousness cannot be real. It at least suggests that it might be real, that its reality cannot be ruled out by fiat and might have to be accepted for the sake of our seeming capacity to comprehend the world.

The evidence for the non-material character of consciousness also emerges in consciousness! An idea cannot be weighed but it nevertheless appears that ideas are instrumental in the process of moving our bodies and thus our capacity to control aspects of the world confirming the correspondence between experience and physics. All of human society, our technological infrastructure, political institutions, and history are a function of this relation between quintessentially non-material ideas and the physical world. Somewhere in the distant past lies an ancestor, a hunter-gatherer who carried a club and a piece of chipped flint. Having both of these objects and a knowledge of making rope or twine from plant stems, this ancestor thought to attempt tying the flint and the club together producing something novel and more utilitarian than either the flint or club alone. An idea became a physical thing, an ax, through the controlled (purposeful) movement of a body that tied the flint and club together.

Many of the actions we take appear, to experience, related to the ideas we have. Using our bodies, we can pattern the physical by mapping ideas onto it. This is what I spoke of above as a “connecting up”. That I use an idea, a mental picture perhaps of some intended physical end-product, along with appropriate motions of my body, to produce that end product. The connection between the idea and the end product is obvious and immediate to us. It is not a connection between the physical and something non-physical outside of ourselves (magic unicorns perhaps), but between ourselves (subjective experience), our bodies, and the final physical output. We understand that our physical hands fashioned the physical end-product and that our hands moved in response to physical nerve impulses. The connection backs up to what it was that set those nerve impulses in action; a non-physical idea coupled with a non-physical intent to attempt its implementation (a mapping) in the physical.

We take this relation so “for granted” that mostly we do not even notice it. The productive conjunction between ideas and objects, mediated by bodies, means that ideas are real. Through the mediating influence of the controlled body ideas are causally efficacious. This could not be so if ideas were nothing more than illusions. True ideas have correlative brain states that are physical, but we do not subjectively manipulate brain states. We juggle ideational contents of subjective consciousness directly and these have a quintessentially non-material character.

The non-material quality of ideas is not of course proven by their association with physical actions whose consequences are also manifest in consciousness. Deterministic brain states not manipulated in consciousness might result in both ideas (and all of consciousness) and movement thus explaining their apparent connection. If this were true however it would have to be true about every product of humanity from the first struck flint to the space station and for that matter all the institutions and historical contingencies resulting in the present state-of-the-world. A staggering set of deterministic coincidences for which we, that is subjective experience, can take no credit whatsoever.

One cannot have this both ways. Either the subjective arena has no causal efficacy whatsoever or there is here a genuine connection between non-material cause and physical effect. If we wish to suspend judgement on this dilemma we yet must acknowledge that subjective experience does at least rule out physicalist declarations of its impossibility. Our experience counts as enough evidence for the reality of the non-material to question the physicalist assertion that there cannot possibly be anything other than the physical in the universe. Subjective experience seems to be telling us that the non-material is real and the entire history of human civilization at least warrants our concession to the possibility.

The evidence suggests, if it does not formally demonstrate, that something real and non-material is possible and obtains inside the otherwise physical universe. Consciousness (broadly speaking) is that reality. All of the philosophers cited above are materialists but not physicalists. They share with the physicalists a conviction that everything inside the material universe, including consciousness, takes origin in nothing more than the physical. They break with the physicalists in asserting the non-physical can, in fact, emerge from the purely physical and that in this universe, consciousness is that non-physical emergent entity.

Once emerged, they assert, the non-material cannot be fully traced-back to the physical. Subjective experience is not merely another viewpoint, another way of “looking at” something physical, but a novel thing in itself. Once it comes to be, from out of the physical, it can no longer be fully reduced to the physical. This view is called “property dualism”. Two phenomenon, mind and physics, but ultimately a single source, physics. But this view has its own problem with the contents and qualities of experience. Even if the non-material cannot be reduced in any logical way to the physical (more or less the position of all the philosophers cited above) it must, nevertheless originate from nothing more than the physical and this means that some evidence of the transformation from physical to non-physical should lie in the physical past, in the history of the universe. That no such evidence has ever been observed is not proof that non-material origins are not purely physical.

To date no mechanism has been discovered in physics that would plausibly result in such a transformation. If it is true that no such mechanism exists, physics is really causally closed, then the emergence of the non-physical from the physical alone is not possible and no historical marks are there to be found!

Every one of these property dualist theories of the non-material amounts to presupposing either an opening in causal closure or an invisible (to physics) set of causal laws or properties in the physical that add the qualities (to physics) required to produce the non-material. The first approach implies some evidence of itself within physics as noted in the previous paragraph. None has been found, and none of our present theories of the world require any provision for it.

Metaphysically speaking, the second approach is no less supernatural than the hypothesis of a divine being. It may lack the being’s anthropomorphic qualities but its presence and interaction with the physical are no less inexplicable. The “coming to be” of these psycho-physical laws (Chalmers’ term) wants explaining, and their interaction with the physical is no less a mystery than the interaction problem posed by a substance-dualism of mind or for that matter God. For a more detailed treatment of this issue specifically see my “Fantasy Physics and the Genesis of Mind”

To wrap up I summarize what I hope I have accomplished.

1. Physics can measure only the physical.

2. Physics leaves in abeyance the question of some non-material reality inside the physical universe. It remains logically possible. Physics has no evidence for it, but all physics can assert with authority is that explanations of indisputably physical phenomena require no reference to it.

3. There are subjective observers inside the physical universe. These observers all have bodies made of matter and subject to measurement by physics. But they also have “subjective experience” whose qualities are not subject to physical measurement.

4. Either the qualities of subjective experience are not real or they are real and can make some contribution to physical cause; they can configure physical cause (movement of a body) to produce physical effects patterned by a non-material idea. The non-material idea can be mapped to physical reality or put conversely physical reality can be patterned, configured, by non-material ideas.

5. Either the whole of human history and achievement is a blind accident or non-material ideas are causally efficacious and therefore must be real.

In “An Epistemological Argument for Free Will” I argue that free will is real and our experience warrants that belief. None of what is discussed above impinges directly on free will. Our ideas might be both real and non-material without our having free will. The connection between ideas and the physical might, after all, be fully determined even if ideas are in fact the initial patterns of the physical result. But the subsequent free will argument does rest, metaphysically, on the reality and non-materiality of consciousness.